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  1. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]

    Research Published: 25/01/2021
    The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability.

  2. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress

    Research Published: 25/01/2021 Last modified: 25/01/2021
    In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.

  3. FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]

    Corporate documents Published: 22/01/2021
    FCA response to the Complaints Commissioner's Report: FCA00841

  4. Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA) [pdf]

    Memorandums of understanding Published: 22/01/2021
    Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA).

  5. CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 [pdf]

    Consultation papers Published: 22/01/2021
    This consultation paper (CP) sets out proposals for the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2021/22.

  6. Dear CEO letter: Business Interruption Insurance - January 2021 [pdf]

    Correspondence Published: 22/01/2021
    Following the judgment from the Supreme Court, the FCA has issued this Dear CEO letter outlining our expectations of insurers following the judgment.

  7. Business interruption insurance test case: Table of High Court and Supreme Court outcomes arranged by policy type - 22 January 2021 [pdf]

    Corporate documents Published: 22/01/2021
    The table is intended to help policyholders navigate the High Court and Supreme Court judgments in the FCA's Business interruption insurance test case.

  8. CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22

    Consultation papers Published: 22/01/2021 Last modified: 22/02/2021
    We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.

  9. CP21/1: Restricting CMC charges for financial products and services claims [pdf]

    Consultation papers Published: 21/01/2021
    This consultation paper (CP) sets out our proposals to make rules about fees charged by claims management, companies (CMCs) for claims about financial products and services.

  10. IFF Research Claims Management Companies (CMC) Fee Rules Research - Financial Services Claims [pdf]

    Research Published: 21/01/2021
    The FCA commissioned the survey to gain a greater understanding of why some consumers may accept being charged higher levels of fees by CMCs.