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  1. Collective Investment Schemes (CIS) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 04/09/2019
    Waivers Collective Investment Schemes (CIS) - Sourcebook or manual to which waivers of rules apply
  2. Principles for Businesses (PRIN) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Principles for Businesses (PRIN) - Sourcebook or manual to which waivers of rules apply
  3. Prudential sourcebook for Insurers (INSPRU) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Prudential sourcebook for Insurers (INSPRU) - Sourcebook or manual to which waivers of rules apply.
  4. New Conduct of Business (COBS) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers New Conduct of Business (COBS) - Sourcebook or manual to which waivers of rules apply
  5. New Conduct of Business (COBS) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers New Conduct of Business (COBS) - Sourcebook or manual to which waivers of rules apply
  6. Mortgages: Conduct of Business (MCOB) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Mortgages: Conduct of Business (MCOB) - Sourcebook or manual to which waivers of rules apply
  7. Insurance: Conduct of Business (ICOB) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Waivers Insurance: Conduct of Business (ICOB) - Sourcebook or manual to which waivers of rules apply
  8. Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 04/09/2019
    Waivers Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) - Sourcebook or manual to which waivers of rules apply
  9. Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) [pdf]

    Waivers and CRR notices Published: 16/01/2020 Last modified: 16/01/2020
    Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) - Sourcebook or manual to which waivers of rules apply
  10. Final Notice 2019: Rodney Brown [pdf]

    Final notices Published: 10/01/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.