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  1. Final Notice 2020: GM Supplies (Cumbria) Limited [pdf]

    Final notices Published: 22/12/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND), the appropriate resources threshold condition (COND) and the failure to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector.
  2. Main FCA transitional directions (Annex B) [pdf]

    Handbook Published: 22/12/2020
    This is our final direction made on 22 December 2020.
  3. FCA prudential transitional direction [pdf]

    Handbook Published: 22/12/2020
    This is our final direction made on 22 December 2020.
  4. STO transitional directions (explanatory note) [pdf]

    Handbook Published: 22/12/2020
    See the explanatory note for our STO transitional direction published on 22 December 2020.
  5. PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]

    Policy statements Published: 21/12/2020 Last modified: 21/12/2020
    We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position.
  6. Final Notice 2020: Charles Schwab UK Limited [pdf]

    Final notices Published: 21/12/2020
    This Decision Notice / Final Notice refers to breaches of PRIN 10 and 11, CASS and Section 20 FSMA related to failing to be open and co-operative, client money/assets and failing to operate in accordance with permission in the Wealth Management and
  7. FCA Enterprise Act Annual Report 2020 [pdf]

    Corporate documents Published: 21/12/2020
    Read the FCA Enterprise Act Annual Report 2019/20, which outlines one of the ways we measure the costs of our regulation to business.
  8. Impact Assessment: FG20/1: Assessing adequate financial resources [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to FG20/1: Assessing adequate financial resources. It has been verified by the
  9. Impact Assessment: PS19/30: Independent governance committees: extension of remits [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS19/30: Independent governance committees: extension of
  10. Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has