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  1. CP20/23: Quarterly Consultation Paper No 30 [pdf]

    Consultation papers Published: 04/12/2020 Last modified: 03/12/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  2. Guidance consultation: Bounce Back Loan Scheme - Pay as You Grow options and CONC 7 compliance [pdf]

    Guidance consultations Published: 04/12/2020 Last modified: 04/12/2020
    We are consulting on proposed guidance for firms that will be providing PAYG options under BBLS.
  3. Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options

    Guidance consultations Published: 04/12/2020 Last modified: 04/12/2020
    We are consulting on proposed guidance for firms that will be providing Pay as You Grow options under the Government’s Bounce Back Loan Scheme.
  4. Guidelines for the Preparation of ESEF Annual Financial Reports for submission to the FCA [pdf]

    Published: 04/12/2020 Last modified: 02/12/2020
    Guidelines for the Preparation of ESEF Annual Financial Reports for submission to the FCA.
  5. CP20/23: Quarterly Consultation Paper No. 30

    Consultation papers Published: 04/12/2020 Last modified: 04/12/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  6. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)
  7. Sub-fund notification letter [docx]

    Documents Published: 03/12/2020
    Use this form to notify us of a new sub-fund that becomes authorised by its home state regulator on or after 11pm on 31 December 2020.
  8. TPR draft notification direction: UCITS [pdf]

    Handbook Published: 03/12/2020
    Before the TMPR takes effect, see our draft direction for notifying us of a new sub-fund.
  9. Ignition House: Consumer research report - Retail Distribution Review and the Financial Advice Market Review [pdf]

    Research Published: 03/12/2020 Last modified: 03/12/2020
    Consumer research to inform the FCA’s Review on the Evaluation of the Retail Distribution Review and the Financial Advice Market Review.
  10. Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review [pdf]

    Corporate documents Published: 03/12/2020 Last modified: 03/12/2020
    Evaluation of the impact of the Retail Distribution Review and the Financial Advice Market Review.