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Showing 61 to 70 of 11454 search results.

  1. Completing the disclosure tab: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training
  2. Completing the causation tab: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training
  3. Completing the summary tab: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training
  4. Using the assessment tool: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training
  5. Completing the insistent client tab: DBAAT video transcript [pdf]

    Transcripts Published: 15/01/2021
    Defined Benefit Advice Assessment tool (DBAAT) training
  6. FCA Board Minutes: 3 December 2020 [pdf]

    Meeting minutes Published: 15/01/2021
    FCA Board Minutes: 3 December 2020
  7. FCA Board Minutes: 10 December 2020 [pdf]

    Meeting minutes Published: 15/01/2021
    FCA Board Minutes: 10 December 2020
  8. UK list of exempted shares [xlsx]

    Documents Published: 14/01/2021
    Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK.
  9. Number of skilled persons reports commissioned in Q3 2020/21 (October - December 2020) [pdf]

    Data Published: 14/01/2021
    Number of skilled persons reports commissioned in Q3 2020/21 (October - December 2020).
  10. Memorandum of Understanding between the European Banking Authority, the Bank of England and the FCA [pdf]

    Memorandums of understanding Published: 14/01/2021
    Memorandum of Understanding on Cooperation and Information Exchange between the EBA, the Bank of England and the FCA.