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scamsmart-investments-social-media-pack.zip [zip]
Zip file containing ScamSmart Investments Social Media assets for partners -
scamsmart-investments-pr-social-media-pack.zip [zip]
Zip file containing ScamSmart Investments Social Media assets for partners -
FS 21/1: Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options [pdf]
We consulted on proposed guidance to help firms in December 2020 and asked for comments. -
Finalised Guidance: Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options [pdf]
This guidance is for firms collecting payments under a Bounce Back Loan where the collection of that debt is a regulated activity. -
Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options
Read FG20/6 (PDF) -
Market Data Processor (MDP) disconnection form [docx]
All applicants are required to provide details to disconnect from the MDP for some or all of the market data types for which they have previously been activated -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]
The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress
In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability. -
FCA response to the Complaints Commissioner's Report: FCA00841 [pdf]
FCA response to the Complaints Commissioner's Report: FCA00841 -
Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA) [pdf]
Amended and restated Memorandum of Understanding between the United States Securities and Exchange Commission (SEC) and the United Kingdom Financial Conduct Authority (FCA).