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  1. Final Notice 2020: Cesco Investments Ltd [pdf]

    Final notices Published: 15/05/2020
    This final notice (Cesco Investments Ltd) refers to a failure to satisfy the appropriate resources and suitability threshold condition (COND) in the designated investment business sector. We imposed a cancellation.
  2. Final Notice 2020: Dale Woodward [pdf]

    Final notices Published: 15/05/2020
    This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2020: Carl Anthony Monks [pdf]

    Final notices Published: 15/05/2020
    This final notice (Carl Anthony Monks) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. List of firms that have the modification by consent of SUP 10C.3.13 and SYSC 24.2.1 [xlsx]

    Waivers and CRR notices Published: 15/05/2020 Last modified: 06/08/2020
    Firms that have applied for this Modification by Consent. Firms can use this if they think they may need to make or extend temporary arrangements to cover absences, as a result of the coronavirus (Covid-19) crisis
  5. Final Notice 2020: Kirt Blackburn [pdf]

    Final notices Published: 05/05/2020
    This final notice (Kirt Blackburn) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2020: Paul Milsom [pdf]

    Final notices Published: 27/04/2020
    The reason for this action is because he lacks honesty and integrity such that he is not fit and proper to perform any functions in relation to regulated activities carried on by an authorised person, exempt person or exempt professional firm. As a consequence of the prohibition order, Mr Milsom is prohibited from performing any functions in...
  7. Final Notice 2020: Sandstone Solihull Limited [pdf]

    Final notices Published: 22/04/2020
    This final notice (Sandstone Solihull Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Final notice 2020: Powerplay-UK Performance Vehicles Limited [pdf]

    Final notices Published: 22/04/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  9. Final notice 2020: SCI Group UK Limited [pdf]

    Final notices Published: 17/04/2020
    This final notice (SCI Group UK Limited) refers to an applicant applying under section 55A of the Financial Services and Markets Act 2000 for Part 4A permission to carry on a regulated activity. The applicant failed to satisfy the Threshold Conditions. We refused the application.
  10. Second Supervisory Notice 2020: BBP Bandenia PLC [pdf]

    Supervisory notices Published: 16/04/2020
    Second Supervisory Notice issued to BBP Bandenia PLC.