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  1. 5 Conduct Questions: Industry Feedback 2019/20 [pdf]

    Market studies Published: 03/09/2020 Last modified: 02/09/2020
    The 5 Conduct Questions are part of the FCA's strategy for supervising wholesale banks. This 2019/20 industry feedback is to help large and small firms consider if any of the approaches to conduct may be effective in their own organisations.
  2. FCA Board Minutes: 22 & 23 July 2020 [pdf]

    Meeting minutes Published: 02/09/2020 Last modified: 02/09/2020
    FCA Board Minutes 22 & 23 July 2020
  3. The FCA’s response to the Complaints Commissioner’s Report: FCA00733 [pdf]

    Corporate documents Published: 01/09/2020 Last modified: 01/09/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00733
  4. Occasional Paper 56: Fair exchange: Presenting foreign exchange quotes to improve consumer choice [pdf]

    Occasional papers Published: 01/09/2020 Last modified: 28/08/2020
    In this study, we tested 3 different practices for presenting cost and exchange rate information in an online experiment with a nationally representative sample of participants.
  5. Final Notice 2020: Julian Rifat [pdf]

    Final notices Published: 01/09/2020 Last modified: 01/09/2020
    For the reasons given in this Notice, the Authority has decided to make an order,pursuant to section 56 of the Act, prohibiting Mr Rifat from performing anyfunction in relation to any regulated activities carried on by an authorised orexempt person,
  6. The FCA’s response to the Complaints Commissioner’s Report: FCA00720 [pdf]

    Corporate documents Published: 01/09/2020 Last modified: 01/09/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00720
  7. Occasional Paper 56: Fair exchange: Presenting foreign exchange quotes to improve consumer choice

    Occasional papers Published: 01/09/2020 Last modified: 02/09/2020
    In this study, we tested 3 different practices for presenting cost and exchange rate information in an online experiment with a nationally representative sample of participants.
  8. FOI 7120 response [pdf]

    FOI releases Published: 28/08/2020 Last modified: 21/08/2020
    FOI 7120 response
  9. Modification by Consent: COBS 8.1.1R [pdf]

    Forms Published: 28/08/2020
    Modification by Consent: COBS 8.1.1R
  10. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 26/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.