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1. CP21/1: Restricting CMC charges for financial products and services claims [pdf]

   Consultation papers Published: 21/01/2021
   This consultation paper (CP) sets out our proposals to make rules about fees charged by claims management, companies (CMCs) for claims about financial products and services.

2. IFF Research Claims Management Companies (CMC) Fee Rules Research - Financial Services Claims [pdf]

   Research Published: 21/01/2021
   The FCA commissioned the survey to gain a greater understanding of why some consumers may accept being charged higher levels of fees by CMCs.

3. CP21/1: Restricting CMC charges for financial services and products claims

   Consultations Consultation papers Published: 21/01/2021 Last modified: 21/01/2021
   We are consulting on rules to secure an appropriate degree of protection against excessive charges by charge management companies (CMC).

4. UK list of exempted shares [xlsx]

   Documents Published: 21/01/2021
   Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK.

5. Short positions disclosed to us [xlsx]

   Data Published: 21/01/2021 Last modified: 21/01/2021
   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

6. Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers [pdf]

   Occasional papers Published: 20/01/2021
   FCA Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers.

7. Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service [pdf]

   Memorandums of understanding Published: 20/01/2021
   Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service.

8. Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers

   Occasional papers Published: 20/01/2021 Last modified: 20/01/2021
   In 2018, the FCA found that pawnbroking customers are not always collecting the ‘surplus’ money owed to them. In this paper, we share the results of a first intervention designed to address this.

9. FCA response to key comments from the independent Practitioner Panel annual report for 2019/20 [pdf]

   Correspondence Published: 19/01/2021
   Our response to key comments from the independent Practitioner Panel annual report for 2019/20.

10. FCA response to key comments from the independent Financial Services Consumer Panels annual report for 2019/2020 [pdf]

    Correspondence Published: 19/01/2021
    Our response to key comments from the independent Consumer Panel annual report for 2019/20.