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Showing 21 to 30 of 11558 search results.

  1. Directory Persons – Questions and Answers [pdf]

    Documents Published: 26/02/2021
    Answers to common questions to help your firm submit new Directory Persons data or amend existing Directory Persons information.
  2. User guide: Amending multiple Directory Persons data [pdf]

    Documents Published: 26/02/2021
    This user guide helps firms to amend existing Directory Persons information in bulk.
  3. PS21/1: Breathing space regulations - changes to our Handbook [pdf]

    Policy statements Published: 26/02/2021
    This policy statement follows consultation paper 20/21 and sets out changes we are making to the Handbook as a result of The Debt Respite Scheme.
  4. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 26/02/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.
  5. PS21/1: Breathing Space Regulations: changes to our Handbook

    Policy statements Published: 26/02/2021 Last modified: 26/02/2021
    We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.
  6. Final Notice 2021: Premier FX Limited [pdf]

    Final notices Published: 25/02/2021
    This Final Notice refers to breaches of the Payment Services Regulations in the Payment Services sector. We imposed a public censure.
  7. Final Notice 2021: Mohammad Ali (trading as M A Motors) [pdf]

    Final notices Published: 24/02/2021
    This final notice Mohammad Ali (trading as M A Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation
  8. FG21/2: Summary of feedback received [pdf]

    Finalised guidance Published: 24/02/2021
    This finalised guidance summarises the feedback received from CP20/7.
  9. Final Notice 2021: Marco Carvalho (trading as MPR Car Sales) [pdf]

    Final notices Published: 24/02/2021
    This final notice Marco Carvalho (trading as MPR Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation
  10. Vulnerability Guidance infographic [pdf]

    Finalised guidance Published: 23/02/2021
    Information on treating vulnerable consumers fairly.