Publications

Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 21 to 30 of 10986 search results.

  1. Bank of England and FCA letter to TSC regarding CP20/11: Complaints against the Regulators [pdf]

    Correspondence Published: 11/09/2020 Last modified: 11/09/2020
    Bank of England and FCA letter to TSC regarding CP20/11: Complaints against the Regulators
  2. Final Notice 2020: J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as) [pdf]

    Final notices Published: 11/09/2020 Last modified: 11/09/2020
    This final notice (J.B. Wilcock Insurance (Kenneth Melvin Pickles trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector,
  3. Annual Report and Accounts 2019/20 [pdf]

    Annual reports Published: 10/09/2020 Last modified: 10/09/2020
    Annual Report and Accounts for the year ended 31 March 2020.
  4. Diversity Annual report 2019/20 [pdf]

    Corporate documents Published: 10/09/2020 Last modified: 09/09/2020
    Our seventh annual diversity report outlines our work and research on all aspects of diversity.
  5. Modern Slavery and Human Trafficking Statement for the year ending 31 March 2020 [pdf]

    Corporate documents Published: 10/09/2020 Last modified: 10/09/2020
    Steps we have taken to gain assurance that slavery and human trafficking are not taking place in our supply chains and our own business.
  6. Trade transparency and market liquidity data

    Data Published: 10/09/2020 Last modified: 10/09/2020
    In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.
  7. Investment management data – Annual Report 2019/20

    Data Published: 10/09/2020 Last modified: 16/09/2020
    This investment management data assesses the impact of the FCA's actions since the Asset Management Market Study in 2016.
  8. Market cleanliness statistics

    Data Published: 10/09/2020 Last modified: 10/09/2020
    Each year the FCA publishes a Market Cleanliness Statistic for the UK equity markets. This is defined as the proportion of corporate takeover events for which the FCA observed an abnormal movement in share price before the takeover announcement.
  9. Enforcement data – Annual Report 2019/20

    Data Published: 10/09/2020 Last modified: 10/09/2020
    This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.
  10. Our pay gap data 2020

    Data Published: 10/09/2020 Last modified: 10/09/2020
    The FCA is committed to reducing its gender, ethnicity and disability pay gaps and will work more closely with everyone in the FCA to make sure that the actions it takes will create lasting cultural change.