Publications

Filter results
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 31 to 40 of 11127 search results.

  1. Final Notice 2020: John Butterfield [pdf]

    Final notices Published: 12/10/2020 Last modified: 09/10/2020
    This Final Notice (John Leonard Butterfield) refers to breaches of FIT 2.1 related to lack of fitness and propriety in the Investment Adviser sector. We imposed a prohibition.
  2. User guide: Adding or amending individual directory persons data [pdf]

    Systems information Published: 12/10/2020 Last modified: 09/10/2020
    This user guide helps firms to either submit new directory persons data or amend existing directory persons data individually.
  3. Final Notice 2020: Peter Howson [pdf]

    Final notices Published: 12/10/2020 Last modified: 09/10/2020
    This Final Notice (Peter Anthony Hoswon) refers to breaches of FIT 2.1 related to lack of fitness and propriety in the Investment Adviser sector. We imposed a prohibition.
  4. Occasional Paper 57: Mortgage Market Disruptions [pdf]

    Occasional papers Published: 09/10/2020 Last modified: 07/10/2020
    Analysing all regulated mortgage contracts in the UK, we document the major trends associated with the 2020 pandemic and compare them with the 2007-09 financial crisis.
  5. FCA Board Minutes: 28 August 2020 [pdf]

    Meeting minutes Published: 09/10/2020 Last modified: 08/10/2020
    FCA Board Minutes: 28 August 2020
  6. Occasional Paper No. 57: Mortgage market disruptions

    Occasional papers Published: 09/10/2020 Last modified: 09/10/2020
    We use mortgage contracts data to look at mortgage trends linked to the coronavirus (Covid-19) crisis and compare them to the 2007-09 financial crisis.
  7. PS20/10 technical annex: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

    Policy statements Published: 06/10/2020 Last modified: 05/10/2020
    PS20/10 technical annex: Prohibiting the sale to retail clients of investment products that reference cryptoassets
  8. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets [pdf]

    Policy statements Published: 06/10/2020 Last modified: 05/10/2020
    PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets
  9. Business interruption test case: Draft transcript consequentials hearing 2 October [pdf]

    Corporate documents Published: 06/10/2020 Last modified: 06/10/2020
    This is the draft transcript of the consequentials hearing on 2 October 2020 in the Business Interruption insurance test case in the High Court.
  10. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

    Policy statements Published: 06/10/2020 Last modified: 09/10/2020
    This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021.