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About 6 results.

  1. Notice of Decision to Cancel: Murrayfield Management Limited [pdf]

    Cancellation notices Published: 27/09/2016
    This decision notice refers to breaches of money laundering regulations 2007 related to failing to be open and co-operative in the trading firm sector. Our view is that a cancellation should be imposed.
  2. Notice of Decision to Cancel: Dentons Consultants Limited [pdf]

    Cancellation notices Published: 26/10/2015 Last modified: 26/10/2015
    This notice of decision refers to a breach of the Money Laundering Regulations 2007 in the Wealth Management and Private Banking and Investment Advisor sector. We imposed a cancellation.
  3. Notice of Decision to Cancel: Union Securities Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Union Securities Limited.
  4. Notice of Decision to Cancel: Orkin Financial Services Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Orkin Financial Services Limited.
  5. Notice of Decision to Cancel: Euro Commercial Trading Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Euro Commercial Trading Limited (formerly Financial Guarantee Limited).
  6. Notice of Decision to Cancel: Allied Re Credit Limited [pdf]

    Cancellation notices Published: 21/11/2013 Last modified: 13/06/2014
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Allied Re Credit Limited