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  1. Interim Prudential sourcebook for friendly societies (IPRU-FSOC) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
    Waivers Interim Prudential sourcebook for friendly societies (IPRU-FSOC) - Sourcebook or manual to which waivers of rules apply
  2. Interim Prudential sourcebook for building societies (IPRU-BSOC) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
    Waivers Interim Prudential sourcebook for building societies (IPRU-BSOC) - Sourcebook or manual to which waivers of rules apply
  3. Interim Prudential sourcebook for investment businesses (IPRU-INV) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
    Waivers Interim Prudential sourcebook for investment businesses (IPRU-INV) - Sourcebook or manual to which waivers of rules apply
  4. Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) [pdf]

    Waivers and CRR notices Published: 10/07/2019 Last modified: 10/07/2019
    Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) - Sourcebook or manual to which waivers of rules apply
  5. Final Notice 2019: Grandison Garage Ltd [pdf]

    Final notices Published: 05/07/2019
    This final notice (Grandison Garage Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2019: Carnwood Investments Limited [pdf]

    Final notices Published: 05/07/2019
    This final notice (Carnwood Investments Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2019: Craig Mitchison [pdf]

    Final notices Published: 01/07/2019
    This final notice (Craig Mitchison) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  8. Notice of Undertaking: ETA Services Ltd [pdf]

    Undertakings Published: 26/06/2019
    The FCA has published an undertaking from ETA Services Ltd in relation to an unclear term in its Cycle Insurance Policy. The undertaking has been provided under the Consumer Rights Act 2015 (CRA).
  9. Final Notice 2019: David John Mills [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition.
  10. Final Notice 2019: Lynden Gerard Scourfield [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.