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About 3223 results.

  1. Senior Management Arrangements, Systems and Controls (SYSC) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 10/01/2019
    Waivers Senior Management Arrangements, Systems and Controls (SYSC) - Sourcebook or manual to which waivers of rules apply
  2. Recognised Investment Exchanges and Recognised Clearing Houses (REC) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 10/01/2019
    Waivers Recognised Investment Exchanges and Recognised Clearing Houses (REC) - Sourcebook or manual to which waivers of rules apply
  3. Interim Prudential sourcebook for insurers (IPRU-INS) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 17/12/2018
    Waivers Interim Prudential sourcebook for insurers (IPRU-INS) - rcebook or manual to which waivers of rules apply
  4. Interim Prudential sourcebook for banks (IPRU-BANK) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 10/01/2019
    Waivers Interim Prudential sourcebook for banks (IPRU-BANK) - Sourcebook or manual to which waivers of rules apply
  5. Interim Prudential sourcebook for friendly societies (IPRU-FSOC) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 10/01/2019
    Waivers Interim Prudential sourcebook for friendly societies (IPRU-FSOC) - Sourcebook or manual to which waivers of rules apply
  6. Interim Prudential sourcebook for building societies (IPRU-BSOC) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 10/01/2019
    Waivers Interim Prudential sourcebook for building societies (IPRU-BSOC) - Sourcebook or manual to which waivers of rules apply
  7. Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 11/01/2019
    Waivers Prudential Sourcebook for Banks, Building Societies and Investment Firms (BIPRU) - Sourcebook or manual to which waivers of rules apply
  8. Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) [pdf]

    Waivers and CRR notices Published: 17/12/2018 Last modified: 10/01/2019
    Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries (MIPRU) - Sourcebook or manual to which waivers of rules apply
  9. Final Notice 2018: UK4REX Limited [pdf]

    Final notices Published: 14/12/2018
    This final notice (UK4REX Limited) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.
  10. Final Notice 2018: Angela Burns [pdf]

    Final notices Published: 14/12/2018
    This final notice (Angela Burns) refers to breaches by a non-executive director of APER 1 for failing to declare conflicts of interest and FIT for lack of fitness/propriety. We imposed a fine and prohibition.