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Showing 1 to 10 of 27 search results

  1. List of unauthorised binary options firms [csv]

    Data Published: 23/02/2018
    A list of firms without authorisation that the FCA understands are offering binary options trading to UK consumers.
  2. FCA Q3 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2018
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. This reports covers Q3 for 2017/18.
  3. FCA Q2 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 02/11/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. This reports covers Q2 for 2017/18.
  4. FCA Q1 17/18 Number of skilled person reports commissioned [pdf]

    Data Published: 01/08/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. This reports covers Q1 for 2017/18.
  5. FCA Q4 16/17 Number of skilled persons report commissioned [pdf]

    Data Published: 02/05/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. This reports covers Q4 for 2016/17.
  6. FCA Data Bulletin issue 8 - underlying data [xlsx]

    Data Published: 23/02/2017
    Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market.
  7. FCA Q3 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/02/2017
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. This reports covers Q3 for 2016/17.
  8. FCA Q2 16/17 Number of skilled person reports commissioned [pdf]

    Data Published: 01/11/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. This reports covers Q2 for 2016/17.
  9. FCA Data Bulletin issue 7 - underlying data [xlsx]

    Data Published: 28/10/2016
    Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.
  10. Data Bulletin: October 2016

    Data Published: 28/10/2016 Last modified: 06/09/2018
    This edition of the FCA's Data Bulletin look at the the retail intermediary sector, latest trends in the retirement income market and reports feedback from firms about the FCA.