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Showing 31 to 40 of 11268 search results.

  1. Portfolio letter: FCA Supervision Strategy for Lloyd’s & London Market Insurers and Others [pdf]

    Correspondence Published: 23/11/2020 Last modified: 23/11/2020
    FCA lettr setting out our view of the key potential risks of harm to your customers or the markets you operate in.
  2. STS Notification template (public) [xlsx]

    Forms Published: 23/11/2020 Last modified: 30/11/2020
    Use this template to complete a securitisation STS notification.
  3. Final Notice 2020: TFS-ICAP Limited [pdf]

    Final notices Published: 23/11/2020 Last modified: 23/11/2020
    This Final Notice refers to breaches of PRIN 2, PRIN 3 and PRIN 5 related to wholesale conduct in the wholesale broker sector. We imposed a financial penalty.
  4. STS Notification template (private, anonymised) [xlsx]

    Forms Published: 23/11/2020 Last modified: 30/11/2020
    Use this template to complete a securitisation STS notification.
  5. STS Notification template (private, full) [xlsx]

    Forms Published: 23/11/2020 Last modified: 30/11/2020
    Use this template to complete a securitisation STS notification.
  6. Business interruption insurance test case: Draft Transcript Day 4 Appeal [pdf]

    Corporate documents Published: 23/11/2020 Last modified: 23/11/2020
    This is the draft transcript of day 4 of the appeal in the Supreme Court of the FCA's Business Interruption insurance test case.
  7. Portfolio letter: Credit Reference Agencies and Credit Information Service Providers [pdf]

    Correspondence Published: 20/11/2020 Last modified: 19/11/2020
    The letter outlines our view of the risks of harm Credit Reference Agencies and Credit Information Service Providers.
  8. Financial Ombudsman Service letter to Sheldon Mills: 17 November 2020 [pdf]

    Correspondence Published: 20/11/2020 Last modified: 20/11/2020
    Letter from Sheldon Mills, Interim Executive Director of Strategy & Competition to the Financial Obudsman Service on providing additional clarity for firms on its approach to assessing complaints relating to the range of targeted temporary measures
  9. Letter from Sheldon Mills to Financial Ombudsman Service: November 16 2020 [pdf]

    Correspondence Published: 20/11/2020 Last modified: 20/11/2020
    Letter from Financial Obudsman Service to Sheldon Mills, FCA Interim Executive Director of Strategy & Competition on providing additional clarity for firms on its approach to assessing complaints relating to the range of targeted temporary measures
  10. Business interruption test case: Draft Transcript of Day 3 Appeal [pdf]

    Corporate documents Published: 20/11/2020 Last modified: 20/11/2020
    This is the draft transcript of day 3 of the appeal in the Supreme Court of the FCA's Business Interruption insurance test case.