Publications
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Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers [pdf]
FCA Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers. -
Short positions disclosed to us [xlsx]
The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA. -
Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service [pdf]
Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service. -
Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers
In 2018, the FCA found that pawnbroking customers are not always collecting the ‘surplus’ money owed to them. In this paper, we share the results of a first intervention designed to address this. -
FCA response to key comments from the independent Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Practitioner Panel annual report for 2019/20. -
FCA response to key comments from the independent Financial Services Consumer Panels annual report for 2019/2020 [pdf]
Our response to key comments from the independent Consumer Panel annual report for 2019/20. -
FCA response to key comments from the independent Markets Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Markets Practitioner Panel annual report for 2019/20. -
Final Notice 2021: Triton Insurance Brokers Ltd [pdf]
This final notice refers to a firm no longer having any regulated activities in its permission, in the designated investment business and insurance business sector. We imposed a cancellation. -
FCA response to key comments from the independent Smaller Business Practitioner Panel annual report for 2019/20 [pdf]
Our response to key comments from the independent Smaller Business Practitioner Panel annual report for 2019/20. -
Debt Purchasers, Debt Collectors and Debt Administrators Portfolio Letter [pdf]
This portfolio letter sets out our view of key risks, expectations and supervisory strategy and programme of work on debt purchase, debt collection and debt administration.