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  1. Final Notice 2020: Aviva plc [pdf]

    Final notices Published: 26/10/2020
    This Final Notice (Aviva plc) refers to breaches of Listing Rule 1.3.3R and Transparency Rule 1A.3.2R related to Listing rules/DTR breaches in the General Insurance and Protection sector. We issued a public censure.
  2. Portfolio letter: Claims Management Companies (CMCs) [pdf]

    Correspondence Published: 26/10/2020 Last modified: 26/10/2020
    This portfolio letter includes lead generators (which seek out, refer and identify claims), and other claims management companies which advise a claimant or potential claimant, investigate a claim or represent a claimant in relation to claims across
  3. PS 20/11: Mortgages: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages [pdf]

    Policy statements Published: 23/10/2020 Last modified: 23/10/2020
    PS 20/11: Mortgages: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages
  4. Video transcript: graduate stories [pdf]

    Transcripts Published: 23/10/2020 Last modified: 23/10/2020
    Transcript for our video on graduates here at the FCA.
  5. PS20/11: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages

    Policy statements Published: 23/10/2020 Last modified: 17/11/2020
    We are consulting on new rules to help some borrowers in closed mortgage books to have more options. We are also consulting on new guidance to help some borrowers with maturing interest-only and part-and part mortgages who are affected by the
  6. Handbook Notice 81 [pdf]

    Handbook Published: 23/10/2020 Last modified: 22/10/2020
    This Handbook Notice 81 describes the changes to FCA Handbook and other materials made by the FCA boar under legislative and other statutory powers.
  7. Whistleblowing: who to contact [pdf]

    Documents Published: 22/10/2020
    If you think a firm or individual is involved in wrongdoing within an area the FCA regulates, and you want to report it confidentially, use this infographic to help you decide who to speak to within the FCA.
  8. Final Notice 2020: Goldman Sachs International (GSI) [pdf]

    Final notices Published: 22/10/2020 Last modified: 22/10/2020
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty.
  9. FCA graduate brochure [pdf]

    Published: 21/10/2020 Last modified: 21/10/2020
    FCA graduate brochure
  10. CP20/21: Breathing Space Regulations: changes to our Handbook [pdf]

    Consultation papers Published: 21/10/2020 Last modified: 21/10/2020
    A consultation on some changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales.