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About 65 results.

  1. Impact assessment: TR16/8: Packaged Bank Accounts [pdf]

    Impact assessments Published: 25/07/2017
    This impact assessment relates to the disapplication of CASS audit requirements to certain debt management firms. It has been verified by the Regulatory Policy Committee.
  2. Impact assessment: PS17/1: Implementation of the Enforcement Review and HBOS Report [pdf]

    Impact assessments Published: 25/07/2017
    This impact assessment relates to PS17/1: Implementation of the Enforcement Review and HBOS Report. It has been verified by the Regulatory Policy Committee.
  3. Impact assessment: TR15/6 - Handling of claims for Small and Medium-sized Enterprises (SMEs) [pdf]

    Impact assessments Published: 25/07/2017
    This impact assessment relates to TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). It has been verified by the Regulatory Policy Committee.
  4. Impact assessment: Best execution arrangements in investment managers - multi-firm feedback [pdf]

    Impact assessments Published: 19/07/2017
    This impact assessment relates to best execution arrangements in investment managers - multi-firm feedback. It has been verified by the Regulatory Policy Committee.
  5. Impact assessment: Use of dealing commission - multi-firm feedback [pdf]

    Impact assessments Published: 19/07/2017
    This impact assessment relates to the Use of dealing commission – multi-firm feedback. It has been verified by the Regulatory Policy Committee.
  6. Impact assessment: UKLA Technical Note: UKLA/TN/907.2 Block listings [pdf]

    Impact assessments Published: 29/06/2017
    This impact assessment relates to TN/907.2 Block listings. It has been verified by the Regulatory Policy Committee.
  7. Impact assessment: Proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules [pdf]

    Impact assessments Published: 29/06/2017 Last modified: 12/06/2017
    This impact assessment relates to proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules. It has been verified by the Regulatory Policy Committee.
  8. Impact assessment: Insistent clients: good and poor practice [pdf]

    Impact assessments Published: 23/06/2017 Last modified: 12/06/2017
    This impact assessment relates to Insistent clients: good and poor practice. It has been verified by the Regulatory Policy Committee.
  9. Impact assessment: Meeting Investors’ Expectations (TR16/3) [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to Meeting Investors’ Expectations (TR16/3) . It has been verified by the Regulatory Policy Committee.
  10. Impact assessment: Amendments to various forms [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates amendments to various forms. It has been verified by the Regulatory Policy Committee.