Publications

Clear all
Filter results
Expand / Collapse
Select year
Select date
Filter by document type

About 81 results.

  1. Impact assessment: Minor changes to our equity release rules consultation paper (CP16/21) [pdf]

    Impact assessments Published: 11/09/2017
    This impact assessment relates to Minor changes to our equity release rules consultation paper (CP16/21). It has been verified by the Regulatory Policy Committee.
  2. Impact assessment: UKLA Technical Note: UKLA/TN/308.3 – Related party transactions – Modified requirements for smaller related party transactions [pdf]

    Impact assessments Published: 01/09/2017
    This impact assessment relates to UKLA Technical Note: UKLA/TN/308.3 – Related party transactions – Modified requirements for smaller related party transactions. It has been verified by the Regulatory Policy Committee.
  3. Impact assessment: Improving Complaints Handling (Changes to the Dispute Resolution sourcebook (DISP) [pdf]

    Impact assessments Published: 25/08/2017
    This impact assessment relates to Improving Complaints Handling (Changes to the Dispute Resolution sourcebook (DISP). It has been verified by the Regulatory Policy Committee.
  4. Impact assessment: Embedding the Mortgage Market Review thematic review (TR16/4) [pdf]

    Impact assessments Published: 25/08/2017
    This impact assessment relates to changes to Embedding the Mortgage Market Review thematic review (TR16/4). It has been verified by the Regulatory Policy Committee.
  5. Impact assessment: Vulnerable customers thematic review [pdf]

    Impact assessments Published: 25/08/2017
    This impact assessment relates to the Vulnerable customers thematic review. It has been verified by the Regulatory Policy Committee.
  6. Impact assessment: Early arrears management in unsecured lending thematic review (TR16/10) [pdf]

    Impact assessments Published: 25/08/2017
    This impact assessment relates to TR16/10. It has been verified by the Regulatory Policy Committee.
  7. Impact assessment: Chapter 6: Disapplication of CASS audit requirements to certain debt management firms consultation paper (CP16/17) [pdf]

    Impact assessments Published: 25/08/2017
    This impact assessment relates to Chapter 6: Disapplication of CASS audit requirements to certain debt management firms consultation paper (CP16/17). It has been verified by the Regulatory Policy Committee.
  8. Impact assessment: UKLA TN424.1 – Removal from the Official List of listed equity shares of individual funds of Open-Ended Investment Companies (OEICs) [pdf]

    Impact assessments Published: 25/08/2017
    This impact assessment relates to changes to UKLA TN424.1. It has been verified by the Regulatory Policy Committee.
  9. Impact assessment: Changes to Supervision Model [pdf]

    Impact assessments Published: 18/08/2017 Last modified: 18/08/2017
    This impact assessment relates to changes to Supervision Model. It has been verified by the Regulatory Policy Committee.
  10. Impact assessment: Sponsors: Record Keeping Requirements (UKLA/TN/717.1) [pdf]

    Impact assessments Published: 18/08/2017
    This impact assessment relates to UKLA/TN/717.1. It has been verified by the Regulatory Policy Committee.