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  1. CP20/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22 [pdf]

    Consultation papers Published: 22/01/2021
    This consultation paper (CP) sets out proposals for the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2021/22.
  2. CP21/2 Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22

    Consultation papers Published: 22/01/2021 Last modified: 22/01/2021
    We and the Prudential Regulation Authority (PRA) are consulting on proposals for the annual Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme for the financial year 2021/22.
  3. CP21/1: Restricting CMC charges for financial products and services claims [pdf]

    Consultation papers Published: 21/01/2021
    This consultation paper (CP) sets out our proposals to make rules about fees charged by claims management, companies (CMCs) for claims about financial products and services.
  4. IFF Research Claims Management Companies (CMC) Fee Rules Research - Financial Services Claims [pdf]

    Research Published: 21/01/2021
    The FCA commissioned the survey to gain a greater understanding of why some consumers may accept being charged higher levels of fees by CMCs.
  5. CP21/1: Restricting CMC charges for financial services and products claims

    Consultations Consultation papers Published: 21/01/2021 Last modified: 21/01/2021
    We are consulting on rules to secure an appropriate degree of protection against excessive charges by charge management companies (CMC).
  6. UK list of exempted shares [xlsx]

    Documents Published: 21/01/2021
    Certain shares are exempt from the notification and disclosure requirements in the UK SSR if their principal venue for trading is located outside the UK.
  7. Short positions disclosed to us [xlsx]

    Data Published: 21/01/2021 Last modified: 21/01/2021
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  8. Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers [pdf]

    Occasional papers Published: 20/01/2021
    FCA Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers.
  9. Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service [pdf]

    Memorandums of understanding Published: 20/01/2021
    Memorandum of Understanding between the Financial Conduct Authority, Department for Work and Pensions and Money and Pensions Service.
  10. Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers

    Occasional papers Published: 20/01/2021 Last modified: 20/01/2021
    In 2018, the FCA found that pawnbroking customers are not always collecting the ‘surplus’ money owed to them. In this paper, we share the results of a first intervention designed to address this.