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About 1393 results.

  1. Terms of Reference: Interest Rate Hedging Products (IRHPs) [pdf]

    Corporate documents Published: 20/06/2019
  2. Terms of Reference: Connaught Income Fund Series 1 (the Fund) and connected companies [pdf]

    Corporate documents Published: 20/06/2019
  3. Letter to Rt Hon. Nicky Morgan MP, Chair of the Treasury Committee on LF Woodford Equity Income Fund [pdf]

    Correspondence Published: 19/06/2019
    Andrew Bailey, Chief Executive of the FCA wrote to Rt Hon. Nicky Morgan MP, Chair of the Treasury Committee. This was in response to Nicky Morgan’s letter on the 10 June 2019 which asked for information from the FCA regarding issues relating to the suspension of Woodford Fund.
  4. Memorandum of Understanding between the China Securities Regulatory Commission and the Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 17/06/2019
  5. Joint Announcement by the China Securities Regulatory Commission and the UK Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 17/06/2019
  6. FCA Board Minutes:24 and 25 April 2019 [pdf]

    Meeting minutes Published: 13/06/2019
  7. Report on the FCA's further investigative steps in relation to RBS Global Restructuring Group [pdf]

    Corporate documents Published: 13/06/2019
    This report provides an extended account of the FCA’s investigative work on the RBS Global Restructuring Group (GRG). It follows the announcement of the conclusion of the investigation in July 2018 and that the FCA would not be taking enforcement action as a consequence.
  8. The FCA’s response to the Complaints Commissioner’s Report - FCA00535 [pdf]

    Corporate documents Published: 04/06/2019
  9. The FCA’s response to the Complaints Commissioner’s Report - FCA00484 [pdf]

    Corporate documents Published: 04/06/2019
  10. Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]

    Correspondence Published: 04/06/2019
    On 4 June 2019 we published a letter about what we expect of claims management companies when they act for customers. All CMCs must read the letter and comply with our rules.