Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

Showing 21 to 30 of 1917 search results

  1. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

    Correspondence Published: 24/07/2020
    Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral
  2. FCA Board Minutes: 21 May 2020 [pdf]

    Meeting minutes Published: 23/07/2020
    FCA Board Minutes: 21 May 2020
  3. FCA Board Minutes: 1 June 2020 [pdf]

    Meeting minutes Published: 23/07/2020
    FCA Board Minutes: 1 June 2020
  4. FCA Board Minutes: 10 June 2020 [pdf]

    Meeting minutes Published: 23/07/2020
    FCA Board Minutes: 10 June 2020|FCA Board Minutes: 10 June 2020
  5. Debt advice firms portfolio letter [pdf]

    Correspondence Published: 23/07/2020
    Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work
  6. Business interruption insurance test case: Draft Transcript Day 2 Trial [pdf]

    Corporate documents Published: 23/07/2020
    Draft transcript of day 2 of the trial in the business interruption test case.
  7. 2020 Letter to RemCo Chairs [pdf]

    Correspondence Published: 22/07/2020
    In July 2020, we wrote to the Remuneration Committee Chairs of Level 1 firms to set out the FCA’s findings on accountability, ex-post risk adjustments, and diversity and inclusion from the 2019/20 remuneration round.
  8. Business interruption insurance test case: Draft Transcript Day 1 Trial [pdf]

    Corporate documents Published: 22/07/2020
    Draft transcript of day 1 of the trial in the business interruption test case.
  9. The FCA’s response to the Complaints Commissioner’s Report: FCA00738 [pdf]

    Corporate documents Published: 21/07/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00738.
  10. The FCA’s response to the Complaints Commissioner’s Report: FCA00633 [pdf]

    Corporate documents Published: 21/07/2020
    The FCA’s response to the Complaints Commissioner’s Report: FCA00633