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  1. Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 April - 30 June 2020 [pdf]

    FOI releases Published: 31/07/2020
    Charles Randell diary engagements for April to June 2020.
  2. Christopher Woolard – Interim CEO, External, Board & Executive Committee Meetings for 1 April – 30 June 2020 [pdf]

    FOI releases Published: 31/07/2020
    Christopher Woolard – Interim CEO, External, Board & Executive Committee Meetings for 1 April – 30 June 2020
  3. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

    Correspondence Published: 24/07/2020
    Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral
  4. Debt advice firms portfolio letter [pdf]

    Correspondence Published: 23/07/2020
    Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work
  5. 2020 Letter to RemCo Chairs [pdf]

    Correspondence Published: 22/07/2020
    In July 2020, we wrote to the Remuneration Committee Chairs of Level 1 firms to set out the FCA’s findings on accountability, ex-post risk adjustments, and diversity and inclusion from the 2019/20 remuneration round.
  6. Portfolio strategy letter for payment services firms and e-money issuers [pdf]

    Correspondence Published: 09/07/2020
    We set out the actions we expect you to take across 6 key areas to prevent harm to your customers by ensuring you are compliant with your regulatory obligations.
  7. Portfolio letters published by sector [pdf]

    Correspondence Published: 02/07/2020
    Portfolio letters published by sector
  8. Sheldon Mills' allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 23/06/2020
    Summary of allowances and expenses claimed by Sheldon Mills, Interim Executive Director of Strategy and Competitioni, including hospitality given outside of the FCA.
  9. Letter to former members of the British Steel Pension Scheme - June 2020 [pdf]

    Correspondence Published: 22/06/2020 Last modified: 24/06/2020
    A letter from the FCA to former members of the British Steel Pension Scheme whom transferred out. The FCA is concerned the advice they received may be unsuitable and they should consider taking action for any compensation they are potentially owed. The letter will help them revisit the advice they received, and complain where appropriate.
  10. Dear CEO Letter to firms providing services to retail investors about coronavirus (Covid-19) [pdf]

    Correspondence Published: 08/06/2020 Last modified: 08/06/2020
    In the last few days the UK, and the world in general, has faced an unprecedented set of circumstances linked to the coronavirus (Covid-19) emergency