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About 731 results.

  1. Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers [pdf]

    Correspondence Published: 22/03/2019
    We have completed our review of pension product providers and identified the key drivers of harm. We set out what we expect.
  2. Modern Slavery and Human Trafficking Statement for the financial year ending 31 March 2018 [pdf]

    Corporate documents Published: 18/03/2019
  3. FCA Board Minutes: 23 and 24 January 2019 [pdf]

    Meeting minutes Published: 14/03/2019
  4. How we are applying the principles of the SMR to the FCA [pdf]

    Corporate documents Published: 11/03/2019 Last modified: 01/06/2018
    We are applying the principles of the Senior Managers Regime to our own senior managers including members of our Board, Executive Committee and those carrying out Senior Management Functions.
  5. Dear CEO: Loan-based Peer-to-Peer (P2P) crowdfunding platforms: wind-down arrangements [pdf]

    Correspondence Published: 07/03/2019
    On 7 March 2019, the FCA wrote to CEOs of loan-based Peer-to-Peer (P2P) crowdfunding platforms regarding the wind-down arrangements at their firm.
  6. Letter to firms: Credit card fees and charges – results of our review [pdf]

    Correspondence Published: 06/03/2019
  7. Portfolio Strategy Letter to firms providing high cost lending products [pdf]

    Correspondence Published: 06/03/2019
    This letter sets out the FCA’s view of the key risks that High Cost Lenders pose to their consumers or the markets they operate in. Firms should consider the degree to which they present such risks and their strategies for mitigating them.
  8. Corporate governance of the Financial Conduct Authority [pdf]

    Corporate documents Published: 28/02/2019 Last modified: 28/02/2019
    This document summarises the corporate governance framework within the FCA.
  9. Letter to CMA regarding CMA Market Investigation: Investment Consultancy and Fiduciary Management Services [pdf]

    Correspondence Published: 26/02/2019
    On 21 February 2019, Christopher Woolard wrote to John Wotton from the Competition and Markets Authority to explain how we will respond to the recommendations in the CMA's report on investment consultancy and fiduciary management services. This follows the market investigation reference we made in 2017 as part of our Asset Management Market Study.
  10. Memorandum of Understanding between the Information Commissioner and the Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 18/02/2019
    Memorandum of Understanding (MOU) between the Information Commissioner (ICO) and the Financial Conduct Authority (FCA).