Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

About 841 results.

  1. Voluntary Statement of Compliance with the Code of Practice for Statistics for the FCA’s Financial Lives Survey [pdf]

    Corporate documents Published: 22/05/2019
    This document explains how the FCA has applied the pillars of the Code of Practice for Statistics in a proportionate way to the Financial Lives survey.
  2. Dear CEO Letter: FCA expectations of principal firms in the investment management sector [pdf]

    Correspondence Published: 20/05/2019
  3. Business Plan 2019/20 [pdf]

    Business plans Published: 14/05/2019
    The FCA annual Business Plan gives details of the key priorities and the planned specific activities for the 2019/20.
  4. FCA Board Minutes: 28 March 2019 [pdf]

    Meeting minutes Published: 09/05/2019
  5. The FCA’s response to the Complaints Commissioner’s Report FCA00503 [pdf]

    Corporate documents Published: 07/05/2019
  6. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

    Correspondence Published: 25/04/2019
  7. FCA Mission: Approach to Enforcement [pdf]

    Corporate documents Published: 24/04/2019
  8. FCA Mission: Our Approach to Supervision (final) [pdf]

    Corporate documents Published: 24/04/2019
    The Approach to Supervision and feedback statement explains the purpose of, and the FCA's approach to, supervising firms and individuals and the public value it delivers.
  9. Our Approach to Supervision

    Corporate documents Published: 24/04/2019 Last modified: 24/04/2019
    The FCA aims to be more forward-looking and pre-emptive in the way it supervises firms. Its consultation closes on 21 June 2018.
  10. Our Approach to Enforcement

    Corporate documents Published: 24/04/2019 Last modified: 24/04/2019
    The FCA explains its powers and how it conducts investigations. It details how the FCA will achieve fair and just outcomes in misconduct cases and ensure firms meet its rules and requirements. Its consultation closes on 21 June 2018.