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About 1439 results.

  1. FCA Board Minutes: 28 February 2019 [pdf]

    Meeting minutes Published: 11/04/2019
  2. Dear CEO letter: Firms’ Approvals of Financial Promotions the FCA’s Expectations [pdf]

    Correspondence Published: 11/04/2019
  3. Dear CEO letter: FCA expectations of general insurance firms [pdf]

    Correspondence Published: 10/04/2019
    We expect firms to read this letter, our Thematic Review (TR19/2) and proposed guidance for insurance product manufacturers and distributors (GC19/2).
  4. Quarterly KPIs - 2018/19: December 2018 [pdf]

    Corporate documents Published: 05/04/2019
  5. Memorandum of Understanding between the Financial Conduct Authority and the Advertising Standards Authority [pdf]

    Memorandums of understanding Published: 04/04/2019
  6. Retail Mini-Bond Regulation and London Capital & Finance [pdf]

    Correspondence Published: 02/04/2019
  7. Letter to unregistered CMCs [docx]

    Correspondence Published: 01/04/2019
  8. Memorandum of Understanding between the SRA and the FCA [pdf]

    Memorandums of understanding Published: 01/04/2019
  9. Brexit: our approach to non-Handbook guidance where it relates to EU-law or EU-derived law [pdf]

    Corporate documents Published: 29/03/2019
    This document sets out our approach to existing non-Handbook guidance where it relates to EU law or EU-derived law.
  10. Brexit: our approach to EU non-legislative materials [pdf]

    Corporate documents Published: 29/03/2019
    This guide sets out our approach to non-legislative material produced by the EU and, in particular, the European Supervisory Authorities (ESAs).