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  1. Our Approach to Supervision

    Corporate documents Published: 24/04/2019 Last modified: 24/04/2019
    The FCA aims to be more forward-looking and pre-emptive in the way it supervises firms. Its consultation closes on 21 June 2018.
  2. Our Approach to Enforcement

    Corporate documents Published: 24/04/2019 Last modified: 24/04/2019
    The FCA explains its powers and how it conducts investigations. It details how the FCA will achieve fair and just outcomes in misconduct cases and ensure firms meet its rules and requirements. Its consultation closes on 21 June 2018.
  3. Innovation Functions Co-operation Agreement between Canada and the Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 18/04/2019
  4. Dear CEO letter: Wholesale market broking firms [pdf]

    Correspondence Published: 18/04/2019
    We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets.
  5. FCA Research Agenda [pdf]

    Corporate documents Published: 17/04/2019
    The FCA's research agenda combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial intelligence to understand how markets work, and how the FCA can make them work better.
  6. FCA Research Agenda

    Corporate documents Published: 17/04/2019 Last modified: 17/04/2019
    The FCA's research agenda sets out the broad areas of research most relevant to its Mission. It combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial intelligence to understand how markets work, and how the FCA can make them work better.
  7. Business Plan 2019/20 [pdf]

    Business plans Published: 17/04/2019
    The FCA annual Business Plan gives details of the key priorities and the planned specific activities for the 2019/20.
  8. Our Business Plan 2019/20

    Corporate documents Published: 17/04/2019 Last modified: 17/05/2019
    The FCA annual Business Plan gives details of the key priorities and the planned specific activities for 2019/20.
  9. The FCA's response to the Complaints Commissioner's Report addendum to FCA00534 [pdf]

    Corporate documents Published: 16/04/2019 Last modified: 16/04/2019
  10. Memorandum of Understanding between the Insurance Fraud Bureau and the Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 12/04/2019