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  1. Charles Randell's allowances and expenses: April 2018 - March 2019 [xlsx]

    FOI releases Published: 25/04/2019 Last modified: 25/04/2019
    Summary of allowances and expenses claimed by Charles Randell, Chairman, including hospitality given outside of the FCA.
  2. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

    Correspondence Published: 25/04/2019
  3. FCA Mission: Approach to Enforcement [pdf]

    Corporate documents Published: 24/04/2019
  4. FCA Mission: Our Approach to Supervision (final) [pdf]

    Corporate documents Published: 24/04/2019
    The Approach to Supervision and feedback statement explains the purpose of, and the FCA's approach to, supervising firms and individuals and the public value it delivers.
  5. Our Approach to Supervision

    Corporate documents Published: 24/04/2019 Last modified: 24/04/2019
    The FCA aims to be more forward-looking and pre-emptive in the way it supervises firms. Its consultation closes on 21 June 2018.
  6. Our Approach to Enforcement

    Corporate documents Published: 24/04/2019 Last modified: 24/04/2019
    The FCA explains its powers and how it conducts investigations. It details how the FCA will achieve fair and just outcomes in misconduct cases and ensure firms meet its rules and requirements. Its consultation closes on 21 June 2018.
  7. Innovation Functions Co-operation Agreement between Canada and the Financial Conduct Authority [pdf]

    Memorandums of understanding Published: 18/04/2019
  8. Dear CEO letter: Wholesale market broking firms [pdf]

    Correspondence Published: 18/04/2019
    We explain our view of the key harms that brokerage firms operating in wholesale financial markets pose to their clients and markets.
  9. FCA Research Agenda [pdf]

    Corporate documents Published: 17/04/2019
    The FCA's research agenda combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial intelligence to understand how markets work, and how the FCA can make them work better.
  10. Business Plan 2019/20 [pdf]

    Business plans Published: 17/04/2019
    The FCA annual Business Plan gives details of the key priorities and the planned specific activities for the 2019/20.