Publications

Filter results
Expand / Collapse
Filter by document type
Filter by year
Sort by:

Search results

About 1173 results.

  1. Institutional Disclosure Working Group: Summary of discussion 24 May 2018 [pdf]

    Meeting minutes Published: 20/06/2018
  2. The FCA’s response to the Complaints Commissioner’s Report FCA00431 [pdf]

    Corporate documents Published: 19/06/2018
  3. The FCA’s response to the Complaints Commissioner’s Report FCA00425 [pdf]

    Corporate documents Published: 19/06/2018
  4. Outsourcing of Portfolio Management: List of Cooperation Agreements [pdf]

    Corporate documents Published: 14/06/2018
    A list of the supervisory authorities in third countries with which we have cooperation agreements. This list can be used by firms to assess their compliance with Article 32(1) of the MiFID Org Regulation.
  5. Dear CEO letter: Cryptoassets and financial crime [pdf]

    Correspondence Published: 11/06/2018
    The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets.
  6. FCA service standards - May 2018 [pdf]

    Corporate documents Published: 07/06/2018
    The FCA has important standards to meet its 3 operational objectives. These standards reflect how timely and effective FCA's interactions with firms, consumers, and others have been. This document lists these ‘service standards’ and how well the FCA has performed against them.
  7. FCA Board Minutes: 25 and 26 April 2018 [pdf]

    Meeting minutes Published: 07/06/2018
  8. Diary engagements - Christopher Woolard - January to March 2018 [pdf]

    FOI releases Published: 01/06/2018
  9. Andrew Bailey, Chief Executive - diary engagements - January to March 2018 [pdf]

    FOI releases Published: 01/06/2018
  10. Diary engagements - John Griffith-Jones - January to March 2018 [pdf]

    FOI releases Published: 01/06/2018