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About 1042 results.

  1. The FCA’s response to the Complaints Commissioner’s Report FCA00389 [pdf]

    Corporate documents Published: 14/12/2017
  2. Further commentary on the update on the IDWG’s progress at December 2017 [pdf]

    Meeting minutes Published: 14/12/2017
  3. Dear CEO letter - Payment for Order Flow [pdf]

    Correspondence Published: 13/12/2017
    This letter sets out the FCA’s views on PFOF in the context of the evolving landscape under MiFID II, drawing attention to the new requirements and that the FCA will take strong action against firms that are identified breaching the new standards.
  4. Letter from Chris Sier to Andrew Bailey [pdf]

    Correspondence Published: 12/12/2017
    Text of a letter from Chris Sier, Chair of the Institutional Disclosure Working Group, to Andrew Bailey following press coverage in The Times on Monday December 11 2017
  5. FCA Mission: Our Approach to Competition [pdf]

    Corporate documents Published: 11/12/2017
    We look at how we deliver our competition objective, to promote competition in the interests of consumers and not for its own sake. We focus on keeping markets open to entry and innovation, tackling anti-competitive conduct and intervening to ensure competitive forces drive good outcomes for consumers.
  6. FCA Mission: Our Approach to Authorisation [pdf]

    Corporate documents Published: 11/12/2017
    We explain the purpose of, and our approach to, authorisation, the public value it delivers and changes we are making to improve our approach. We describe how we use authorisation as a tool, primarily to prevent harm from occurring, by ensuring that all regulated firms and individuals meet common sets of minimum standards.
  7. Our Approach to Competition

    Corporate documents Published: 11/12/2017 Last modified: 11/12/2017
    Effective competition in financial services benefits consumers and the economy. We are one of the few financial regulators in the world with a core objective to promote competition and it applies to all the work we do.
  8. Our Approach

    Corporate documents Published: 11/12/2017 Last modified: 11/12/2017
    Our Mission 2017 sets out the framework for the strategic decisions we take, the reasoning behind our work and the way we choose the tools to do it.
  9. Our Approach to Authorisation

    Corporate documents Published: 11/12/2017 Last modified: 11/12/2017
    Authorisation is the gateway for firms, and individuals with specific functions within those firms, that want to provide any of a broad range of financial services and products. Through authorisation and then supervision, we prevent harm from occurring by ensuring all firms meet our minimum standards and that they continue to do so as long as they...
  10. response-complaint-commissioner-report-fca204534265.pdf [pdf]

    Corporate documents Published: 08/12/2017