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  1. Portfolio letter: Our Alternatives Supervision Strategy [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that alternative investment firms pose to their customers or the markets in which they operate.
  2. Asset Management Portfolio Letter [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them.
  3. Dear CEO letter: Portfolio strategy letter for financial advisers [pdf]

    Correspondence Published: 21/01/2020
    Dear CEO letter: Portfolio strategy letter for financial advisers
  4. FCA Enterprise Act Report 21 June 2019 – 12 December 2019 [pdf]

    Corporate documents Published: 16/01/2020
    One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act).
  5. Dear SMF Letter: Next steps on LIBOR transition [pdf]

    Correspondence Published: 16/01/2020
    Dear SMF Letter: next steps on LIBOR transition.
  6. The FCA's response to the Complaints Commissioner's Report FCA00650 [pdf]

    Corporate documents Published: 09/01/2020
    The FCA's response to the Complaints Commissioner's Report FCA00650
  7. The FCA’s response to the Complaints Commissioner’s Report FCA00650 [pdf]

    Corporate documents Published: 08/01/2020
    The FCA’s response to the Complaints Commissioner’s Report FCA00650
  8. Portfolio Strategy Letter to firms in the Personal & Commercial Lines Insurer (PL&CL) portfolio: identifying and remedying harms [pdf]

    Correspondence Published: 08/01/2020
    Our view of the key risks of harm for firms writing personal, commercial and multi-lines insurance; and our expectations of firms in mitigating them.
  9. Data strategy

    Data Published: 07/01/2020 Last modified: 07/01/2020
    The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission.
  10. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

    Correspondence Published: 03/01/2020
    We explain our view of non-financial misconduct in wholesale general insurance firms.