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  1. Co-operation Agreement between Financial Conduct Authority (FCA) and Commodity Futures Trading Commission (CFTC). [pdf]

    Memorandums of understanding Published: 19/02/2018
    Co-operation Agreement between Financial Conduct Authority (FCA) and Commodity Futures Trading Commission (CFTC).
  2. Dear CEO letter: Quality of Prudential Regulatory Returns [pdf]

    Correspondence Published: 19/02/2018
    The data in prudential regulatory returns (returns) are important for firms and the FCA. However, a significant number of firms submit returns that contain inaccurate and/or incomplete data. This hinders the use of the data within the returns. We are therefore requesting that CEOs of IFPRU investment firms and BIPRU firms review their firm’s...
  3. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding RBS Global Restructuring Group (GRG): skilled persons' report (16 February 2018) [pdf]

    Correspondence Published: 16/02/2018
  4. Letter to firms: Pension Transfer Advice – reminder of our requirements [pdf]

    Correspondence Published: 14/02/2018
  5. FCA service standards - September 2017 [pdf]

    Corporate documents Published: 13/02/2018
    The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.
  6. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding RBS Global Restructuring Group (GRG): skilled persons' report [pdf]

    Correspondence Published: 09/02/2018
  7. Financial Conduct Authority: Review of Board Effectiveness: 2017 [pdf]

    Corporate documents Published: 01/02/2018
    The FCA Board undertook its third independent effectiveness review towards the end of 2017, the previous ones having been undertaken in 2014 and 2015 respectively. This 2017 review was undertaken by Independent Audit Ltd.
  8. Minutes: FCA Board 6 and 7 December 2017 [pdf]

    Meeting minutes Published: 01/02/2018
  9. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

    Correspondence Published: 31/01/2018
    We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers & Certification Regime.
  10. Institutional Disclosure Working Group: Summary of discussion 16 January 2018 [pdf]

    Meeting minutes Published: 29/01/2018