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  1. The FCA’s response to the Complaints Commissioner’s Report FCA00619 [pdf]

    Corporate documents Published: 05/11/2019
    The FCA’s response to the Complaints Commissioner’s Report FCA00619
  2. The FCA’s response to the Complaints Commissioner’s Report FCA00609 [pdf]

    Corporate documents Published: 05/11/2019
    The FCA’s response to the Complaints Commissioner’s Report FCA00609
  3. Letter - Effective liquidity management: good practice for Authorised Fund Managers [pdf]

    Correspondence Published: 04/11/2019
    We write to AFM chairs to review liquidity management practices in the authorised funds that they operate
  4. Hospitality and gift log: July to September 2019 [pdf]

    FOI releases Published: 01/11/2019
    Hospitality and gift log: July to September 2019
  5. Charles Randell - Chairman: External, Board & Executive Committee Meetings for July to September 2019 [pdf]

    FOI releases Published: 01/11/2019
    Charles Randell - Chairman: External, Board & Executive Committee Meetings for July to September 2019
  6. Andrew Bailey – Chief Executive: External, Board & Executive Committee Meetings for July to September 2019 [pdf]

    FOI releases Published: 01/11/2019
    Andrew Bailey – Chief Executive: External, Board & Executive Committee Meetings for July to September 2019
  7. Christopher Woolard - Executive Director of Strategy and Competition: External, Board & Executive Committee Meetings for July to September 2019 [pdf]

    FOI releases Published: 01/11/2019
    Christopher Woolard - Executive Director of Strategy and Competition: External, Board & Executive Committee Meetings for July to September 2019
  8. Environmental Policy Statement [pdf]

    Corporate documents Published: 22/10/2019 Last modified: 22/10/2019
    The FCA is committed to becoming a more sustainable organisation.
  9. Letter to UK Finance: Suspicious Activity Reports (SARs) and Suspicious Transaction and Order Reports (STORs) [pdf]

    Correspondence Published: 18/10/2019
    On 6 September 2019, we wrote to UK Finance with our expectations on the application of the SAR and STOR regimes to firms.
  10. MoU between HM Treasury, the Bank of England, the PRA and the FCA: equivalence and exemptions [pdf]

    Memorandums of understanding Published: 17/10/2019
    This MoU sets out how HM Treasury, the Bank of England, PRA and FCA expect to coordinate their respective functions in relation to equivalence and exemption determinations. These are new functions that will be transferred to UK authorities in the context of the UK’s withdrawal from the EU and will come into effect from exit day.