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  1. Terms of reference: Financial Services Regulatory Initiatives Forum [pdf]

    Corporate documents Published: 07/05/2020
    The purpose of the Forum is to share information on, and review the timing of, regulatory initiatives with a view to considering the operational impact of their implementation by firms.
  2. FCA Board Minutes: 1 April 2020 [pdf]

    Meeting minutes Published: 07/05/2020
    FCA Board Minutes: 1 April 2020
  3. FCA Board Minutes: 26 March 2020 [pdf]

    Meeting minutes Published: 07/05/2020
    FCA Board Minutes: 26 March 2020
  4. Letter to Financial Ombudsman Service regarding complaints handling during coronavirus pandemic [pdf]

    Correspondence Published: 07/05/2020
    Letter from the FCA to the Financial Ombudsman Service asking how will the Ombudsman Service consider handling complaints during the coronavirus pandemic period.
  5. Letter: Financial Ombudsman Service reply to the FCA regarding complaints handling during coronavirus pandemic [pdf]

    Correspondence Published: 07/05/2020
    The Financial Ombudsman Service confirms how it will handle complaints during the coronavirus pandemic period.
  6. Regulatory Initiatives Grid

    Corporate documents Published: 07/05/2020 Last modified: 07/05/2020
    The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. It is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulation and the Competition and Markets Authority, with HM Treasury as an observer member.
  7. Administrative arrangement for the transfer of personal data between the FCA and United States Securities and Exchange Commission (SEC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  8. Administrative arrangement for the transfer of personal data between the FCA and United States Commodity Futures Trading Commission (CFTC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  9. Administrative arrangement for the transfer of personal data between the FCA and the Australian Securities and Investments Commission (ASIC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.
  10. Administrative arrangement for the transfer of personal data between the FCA and the Securities and Futures Commission of Hong Kong (SFC) [pdf]

    Corporate documents Published: 06/05/2020
    This arrangement acts as an appropriate safeguard when the FCA shares personal data with non-EEA regulators that have signed the arrangement.