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  1. Portfolio letter: Our Alternatives Supervision Strategy [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that alternative investment firms pose to their customers or the markets in which they operate.
  2. Asset Management Portfolio Letter [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them.
  3. Portfolio strategy letter for financial advisers [pdf]

    Correspondence Published: 21/01/2020
    Portfolio strategy letter for financial advisers
  4. FCA Enterprise Act Report 21 June 2019 – 12 December 2019 [pdf]

    Corporate documents Published: 16/01/2020
    One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act).
  5. High Cost Credit – home-collected credit, catalogue credit and store cards and Registered Social Landlords (CP18/43) [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment High-cost credit - home collected credit, catalogue credit, store cards and Registered Social Landlords refers to CP 18/43.
  6. Dear SMF Letter: Next steps on LIBOR transition [pdf]

    Correspondence Published: 16/01/2020
    Dear SMF Letter: next steps on LIBOR transition.
  7. Impact Assessment: PS19/17: Buy Now Pay Later offers – Feedback on CP18/43 [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment PS19/17: Buy Now Pay Later (BNPL) offers refers to feedback on CP18/43 and final rules.
  8. Impact Assessment: Extending SM&CR to solo-regulated firms [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment Extending the Senior Managers & Certification Regime to solo-regulated firms relates to CP17/25, CP17/40, PS18/14 and PS19/20
  9. Impact Assessment PS19/18: Restricting Contract for Difference Products sold to retail clients [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment refers to PS19/18: Restricting contract for difference products sold to retail clients
  10. The FCA's response to the Complaints Commissioner's Report FCA00650 [pdf]

    Corporate documents Published: 09/01/2020
    The FCA's response to the Complaints Commissioner's Report FCA00650