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About 1363 results.

  1. Annual Public Meeting 2018: pre-submitted questions [pdf]

    Meeting minutes Published: 08/10/2018
  2. Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the FCA [pdf]

    Memorandums of understanding Published: 08/10/2018
    Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation
  3. FCA Circular: Mutual Recognition of Funds (MRF) between the UK and Hong Kong [pdf]

    Memorandums of understanding Published: 08/10/2018
    The FCA and the Securities and Futures Commission (SFC) signed a Memorandum of Understanding concerning Mutual Recognition of Covered Funds and Covered Management Companies and related cooperation (Memorandum) on 8 October 2018.
  4. Charles Randell's allowances and expenses: April 2018 - June 2018 [xlsx]

    FOI releases Published: 19/09/2018
    Summary of allowances and expenses claimed by Charles Randell, Chairman, including hospitality given outside of the FCA.
  5. Andrew Bailey's allowances and expenses: April 2018 - June 2018 [xlsx]

    FOI releases Published: 19/09/2018
    Summary of allowances and expenses claimed by Andrew Bailey, Chief Executive Officer, including hospitality given outside of the FCA.
  6. Christopher Woolard's allowances and expenses: April 2018 - June 2018 [xlsx]

    FOI releases Published: 19/09/2018
    Summary of allowances and expenses claimed by Christopher Woolard, executive FCA Board member and Director of Strategy and Competition, including hospitality given outside of the FCA.
  7. Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - banks [pdf]

    Correspondence Published: 19/09/2018
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks and insurance companies regarding the ongoing global benchmark reform effort mandated by the Financial Stability Board (FSB), specifically the transition from LIBOR to alternative rates. As you know, this effort is driven in the...
  8. Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - insurers [pdf]

    Correspondence Published: 19/09/2018
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks and insurance companies regarding the ongoing global benchmark reform effort mandated by the Financial Stability Board (FSB), specifically the transition from LIBOR to alternative rates. As you know, this effort is driven in the...
  9. The FCA's response to the Complaints Commissioner's Report FCA00465 [pdf]

    Corporate documents Published: 18/09/2018
  10. Adroddiad a Chyfrifon Blynyddol 2017/18 [pdf]

    Annual reports Published: 10/09/2018