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  1. Portfolio letter: Benchmark Administrator Supervisory Strategy [pdf]

    Correspondence Published: 28/01/2020
    As announced in our Approach to Supervision document the FCA has established ‘portfolios’ of firms with similar business models and your firm has been allocated to the benchmarks portfolio for its benchmark administration activities. Many firms in this portfolio are new to regulation.
  2. Overdrafts pricing letter [pdf]

    Correspondence Published: 28/01/2020
    The FCA are writing to firms to understand more about their new overdraft pricing and the measures they have in place to help customers who may be adversely impacted by the changes they are making to this pricing. This letter asks firms to provide more information on both points.
  3. Letter to ISDA on an unrepresentative LIBOR [pdf]

    Correspondence Published: 24/01/2020
    Letter to ISDA on an unrepresentative LIBOR
  4. Portfolio letter: Our Alternatives Supervision Strategy [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that alternative investment firms pose to their customers or the markets in which they operate.
  5. Asset Management Portfolio Letter [pdf]

    Correspondence Published: 22/01/2020
    This letter outlines our view of the key risks of harm that Asset Managers pose to their customers or the markets in which they operate. You should consider whether your firm presents these risks and your strategies for mitigating them.
  6. Portfolio strategy letter for financial advisers [pdf]

    Correspondence Published: 21/01/2020
    Portfolio strategy letter for financial advisers
  7. FCA Enterprise Act Report 21 June 2019 – 12 December 2019 [pdf]

    Corporate documents Published: 16/01/2020
    One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act).
  8. High Cost Credit – home-collected credit, catalogue credit and store cards and Registered Social Landlords (CP18/43) [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment High-cost credit - home collected credit, catalogue credit, store cards and Registered Social Landlords refers to CP 18/43.
  9. Dear SMF Letter: Next steps on LIBOR transition [pdf]

    Correspondence Published: 16/01/2020
    Dear SMF Letter: next steps on LIBOR transition.
  10. Impact Assessment: PS19/17: Buy Now Pay Later offers – Feedback on CP18/43 [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment PS19/17: Buy Now Pay Later (BNPL) offers refers to feedback on CP18/43 and final rules.