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  1. Letter to UK Finance: Suspicious Activity Reports (SARs) and Suspicious Transaction and Order Reports (STORs) [pdf]

    Correspondence Published: 18/10/2019
    On 6 September 2019, we wrote to UK Finance with our expectations on the application of the SAR and STOR regimes to firms.
  2. MoU between HM Treasury, the Bank of England, the PRA and the FCA: equivalence and exemptions [pdf]

    Memorandums of understanding Published: 17/10/2019
    This MoU sets out how HM Treasury, the Bank of England, PRA and FCA expect to coordinate their respective functions in relation to equivalence and exemption determinations. These are new functions that will be transferred to UK authorities in the context of the UK’s withdrawal from the EU and will come into effect from exit day.
  3. Dear CEO letter: PPI: FCA expectations of claims management companies [pdf]

    Correspondence Published: 16/10/2019
    FCA expectations of claims management companies (CMCs) when acting for their PPI customers and when issuing relevant financial promotions.|Our expectations of claims management companies (CMCs) when acting for their PPI customers and when issuing relevant financial promotions.
  4. Statement on Takeover Panel cold-shouldering of David Cunningham King

    Corporate documents Published: 11/10/2019 Last modified: 11/10/2019
    The Panel on Takeovers and Mergers published a statement on their website on the 'cold-shouldering' of Mr David Cunningham King, the Chairman of Rangers International Football Club PLC. This means that no FCA-regulated entity can act for this individual on any transaction subject to The City Code on Takeovers and Mergers.
  5. FCA Board Minutes: 4 September 2019 [pdf]

    Meeting minutes Published: 10/10/2019
    Minutes from the FCA Board meeting on the 4 September 2019.
  6. FCA Board Minutes: 24 and 25 July 2019 [pdf]

    Meeting minutes Published: 10/10/2019
    Minutes for the FCA Board meeting that took place on 24 and 25 July 2019.
  7. Evaluation Paper 19/1: An evaluation of our general insurance renewal transparency intervention [pdf]

    Corporate documents Published: 04/10/2019
    The FCA evaluates the impact of its rules to increase transparency and engagement at renewal in general insurance markets.
  8. Annex 1 to Evaluation Paper 19/1: Implementation [pdf]

    Corporate documents Published: 04/10/2019
    This annex describes the FCA's approach to conducting the implementation assessment and the findings.
  9. Annex 3 to Evaluation Paper 19/1: [pdf]

    Corporate documents Published: 04/10/2019
    This annex presents the econometric analysis the FCA has undertaken as part of its evaluation of the April 2017 insurance renewal transparency intervention.
  10. Annex 2 to Evaluation Paper 19/1: Analysis of consumer survey data and insights [pdf]

    Corporate documents Published: 04/10/2019
    This annex summarises the main and relevant insights from the consumer survey data sources used for Evaluation Paper 19/1.