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About 8 results.

  1. CP18/31: Increasing the award limit for the Financial Ombudsman Service

    Consultation papers Published: 16/10/2018 Last modified: 16/10/2018
    We are consulting on increasing the Financial Ombudsman Service’s (‘the ombudsman service’) award limit, which sets the amount of compensation the ombudsman service can require financial services firms to pay when it upholds a complaint against them.
  2. CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation

    Consultation papers Published: 10/10/2018 Last modified: 10/10/2018
    In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU non-legislative material such as Level 3 Guidelines and Q&As.
  3. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 10/10/2018
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to work in practice, how firms and funds can enter it, how long it will operate for, and the rules we...
  4. CP18/26: Claims management companies: applying the Senior Managers and Certification Regime to claims management companies

    Consultation papers Published: 20/09/2018 Last modified: 20/09/2018
    This paper sets out our proposals for applying our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs).
  5. CP18/24: Quarterly Consultation Paper No 22

    Consultation papers Published: 07/09/2018 Last modified: 07/09/2018
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  6. CP18/23: Claims management companies: recovering the costs of regulation and the Financial Ombudsman Service

    Consultation papers Published: 20/08/2018 Last modified: 31/08/2018
    This paper sets out our proposals for recovering the costs of regulating claims management companies (CMCs) when applications open for temporary permissions on 1 January 2019.
  7. CP18/21: General standards and communication rules for the payment services and e-money sectors

    Consultation papers Published: 01/08/2018 Last modified: 01/08/2018
    We are consulting on proposals to apply existing rules and guidance that clarify our expectations on conduct and communication across the payment services and e-money sectors. We are also proposing new standards for the communication of payment services and e-money involving a currency conversion.
  8. CP18/20: Loan-based ('peer-to-peer') and investment-based crowdfunding platforms: Feedback on our post-implementation review and proposed changes to the regulatory framework

    Consultation papers Published: 27/07/2018 Last modified: 01/08/2018
    In 2016 the we launched a post-implementation review (PIR) of our regulation of the crowdfunding sector (which covers investment-based and loan-based crowdfunding). This paper summarises our findings, and consults on proposed new rules and guidance for loan-based crowdfunding platforms (also known as ‘peer-to-peer’ platforms).