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Showing 61 to 70 of 544 search results.

  1. Defined benefit pension transfers – market-wide data results

    Multi-firm reviews Published: 19/06/2019 Last modified: 19/06/2019
    Collected data from firms on the size and value of the Defined Benefit (DB) pension advice market. 
  2. TR19/4: Understanding the money laundering risks in the capital markets [pdf]

    Thematic reviews Published: 10/06/2019
  3. TR19/4: Understanding the money laundering risks in the capital markets

    Thematic reviews Published: 10/06/2019 Last modified: 11/06/2019
    We carried out this thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry.
  4. FCA Overdraft proposals consumer research [pdf]

    Research Published: 07/06/2019
    The FCA commissioned Atticus Research, an independent market research company, to conduct this consumer research on overdrafts as part of the FCA's review of high-cost credit. Atticus Research Limited conducted this study and undertook the
  5. Occasional Paper 48: Swing pricing and fragility in open-end mutual funds [pdf]

    Occasional papers Published: 29/05/2019
  6. Occasional Paper No. 48: Swing pricing and fragility in open-end mutual funds

    Occasional papers Published: 29/05/2019 Last modified: 29/05/2019
    Traditional pricing models for mutual funds penalize loyal investors and might even fuel panic sell-offs in times of stress. Do alternative pricing methods offer a solution?
  7. Research Note: Further evidence on choices of dominated mortgage products

    Data and research Research Published: 22/05/2019 Last modified: 22/05/2019
    FCA Occasional Paper No. 33 found that there was a surprising prevalence of 'dominated' choices in the UK mortgage market. Almost 30% of customers chose mortgage products that were strictly worse on all price dimensions than another available
  8. Research Note: Further evidence on choices of dominated mortgage products [pdf]

    Research Published: 22/05/2019
  9. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.
  10. Buying a mortgage without advice: how we might help customers understand execution-only disclosures [pdf]

    Research Published: 07/05/2019
    A report for FCA by Revealing Reality relating to CP19/17.