Showing 1 to 10 of 1203 search results.

1. Short positions disclosed to us [xlsx]

   Data Published: 05/03/2021 Last modified: 05/03/2021
   The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

2. Imperial College Data [xlsx]

   Data Published: 03/03/2021
   This data shows the Imperial College estimate of infections at the Lower Tier Local Authority (LTLA) level during the early stages of the pandemic.

3. MiFID II: product governance review

   Multi-firm reviews Published: 26/02/2021 Last modified: 26/02/2021
   In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

4. Financial Lives 2020 survey: the impact of coronavirus [pdf]

   Research Published: 11/02/2021
   Key findings from the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey.

5. Financial Lives 2020 survey: the impact of coronavirus

   Data and research Research Published: 11/02/2021 Last modified: 11/02/2021
   The Executive Summary for the FCA’s Financial Lives 2020 survey and October 2020 Covid-19 panel survey.

6. Implementing Technology Change

   Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
   This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

7. Occasional Paper 60: Banning Dark Pools: Venue Selection and Investor Trading Costs [pdf]

   Occasional papers Published: 03/02/2021
   This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics.

8. Occasional Paper No. 60: Banning Dark Pools: Venue Selection and Investor Trading Costs

   Occasional papers Published: 03/02/2021 Last modified: 03/02/2021
   This paper shows that investors can reduce their execution costs by selecting venues with less pre-trade transparency, such as dark pools or venues with similar characteristics.

9. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]

   Research Published: 25/01/2021
   The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability.

10. Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress

    Research Published: 25/01/2021 Last modified: 25/01/2021
    In this publication, we aim to analyse the exchange-traded fund (ETF) secondary market from the perspective of financial stability.