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Showing 61 to 70 of 1540 search results.

  1. FCA Board Minutes: 9 July 2020 [pdf]

    Meeting minutes Published: 19/08/2020 Last modified: 19/08/2020
    FCA Board Minutes: 9 July 2020
  2. FCA response to letter from IICSA [pdf]

    Correspondence Published: 14/08/2020 Last modified: 14/08/2020
    FCA response to letter from IICSA
  3. Dear CEO letter: increased client money balances since coronavirus (Covid-19) [pdf]

    Correspondence Published: 12/08/2020 Last modified: 12/08/2020
    Dear CEO letter on increased client money balances since the coronavirus (Covid-19) pandemic.
  4. Reporting obligations for audit firms [pdf]

    Correspondence Published: 10/08/2020 Last modified: 10/08/2020
    FCA letter to senior partners and directors of audit firms on reporting obligations.
  5. FCA Board Minutes: 25 June 2020 [pdf]

    Meeting minutes Published: 05/08/2020
    FCA Board Minutes: 25 June 2020
  6. FCA Board Minutes: 17 June 2020 [pdf]

    Meeting minutes Published: 05/08/2020
    FCA Board Minutes: 17 June 2020
  7. Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 April - 30 June 2020 [pdf]

    FOI releases Published: 31/07/2020
    Charles Randell diary engagements for April to June 2020.
  8. Christopher Woolard – Interim CEO, External, Board & Executive Committee Meetings for 1 April – 30 June 2020 [pdf]

    FOI releases Published: 31/07/2020
    Christopher Woolard – Interim CEO, External, Board & Executive Committee Meetings for 1 April – 30 June 2020
  9. Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]

    Correspondence Published: 24/07/2020
    Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral
  10. FCA Board Minutes: 21 May 2020 [pdf]

    Meeting minutes Published: 23/07/2020
    FCA Board Minutes: 21 May 2020