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Showing 71 to 80 of 353 search results.

  1. Portfolio strategy letter for financial advisers [pdf]

    Correspondence Published: 21/01/2020
    Portfolio strategy letter for financial advisers
  2. High Cost Credit – home-collected credit, catalogue credit and store cards and Registered Social Landlords (CP18/43) [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment High-cost credit - home collected credit, catalogue credit, store cards and Registered Social Landlords refers to CP 18/43.
  3. Impact Assessment: PS19/17: Buy Now Pay Later offers – Feedback on CP18/43 [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment PS19/17: Buy Now Pay Later (BNPL) offers refers to feedback on CP18/43 and final rules.
  4. Impact Assessment: Extending SM&CR to solo-regulated firms [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment Extending the Senior Managers & Certification Regime to solo-regulated firms relates to CP17/25, CP17/40, PS18/14 and PS19/20
  5. Dear SMF Letter: Next steps on LIBOR transition [pdf]

    Correspondence Published: 16/01/2020
    Dear SMF Letter: next steps on LIBOR transition.
  6. Impact Assessment PS19/18: Restricting Contract for Difference Products sold to retail clients [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment refers to PS19/18: Restricting contract for difference products sold to retail clients
  7. Portfolio Strategy Letter to firms in the Personal & Commercial Lines Insurer (PL&CL) portfolio: identifying and remedying harms [pdf]

    Correspondence Published: 08/01/2020
    Our view of the key risks of harm for firms writing personal, commercial and multi-lines insurance; and our expectations of firms in mitigating them.
  8. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

    Correspondence Published: 03/01/2020
    We explain our view of non-financial misconduct in wholesale general insurance firms.
  9. Letter - Effective liquidity management: good practice for Authorised Fund Managers [pdf]

    Correspondence Published: 04/11/2019
    We write to AFM chairs to review liquidity management practices in the authorised funds that they operate
  10. Letter to UK Finance: Suspicious Activity Reports (SARs) and Suspicious Transaction and Order Reports (STORs) [pdf]

    Correspondence Published: 18/10/2019
    On 6 September 2019, we wrote to UK Finance with our expectations on the application of the SAR and STOR regimes to firms.