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Showing 21 to 30 of 352 search results.

  1. Portfolio letter: Credit Reference Agencies and Credit Information Service Providers [pdf]

    Correspondence Published: 20/11/2020 Last modified: 20/11/2020
    The letter outlines our view of the risks of harm Credit Reference Agencies and Credit Information Service Providers.
  2. Financial Ombudsman Service letter to Sheldon Mills: 17 November 2020 [pdf]

    Correspondence Published: 20/11/2020 Last modified: 20/11/2020
    Letter from Sheldon Mills, Interim Executive Director of Strategy & Competition to the Financial Obudsman Service on providing additional clarity for firms on its approach to assessing complaints relating to the range of targeted temporary measures
  3. Letter from Sheldon Mills to Financial Ombudsman Service: November 16 2020 [pdf]

    Correspondence Published: 20/11/2020 Last modified: 20/11/2020
    Letter from Financial Obudsman Service to Sheldon Mills, FCA Interim Executive Director of Strategy & Competition on providing additional clarity for firms on its approach to assessing complaints relating to the range of targeted temporary measures
  4. Portfolio letter: FCA supervision strategy for Price Comparison Websites (PCWs) [pdf]

    Correspondence Published: 16/11/2020 Last modified: 16/11/2020
    The letter outlines drivers of harm with PCW and our supervisory strategy for these.
  5. FCA Supervision Strategy for Lloyd’s & London Market Intermediaries and Managing General Agents (LLMI) Portfolio Letter [pdf]

    Correspondence Published: 03/11/2020
    FCA Supervision Strategy for Lloyd’s & London Market Intermediaries and Managing General Agents (LLMI) portfolio letter.
  6. Mortgage Intermediaries portfolio letter [pdf]

    Correspondence Published: 29/10/2020 Last modified: 29/10/2020
    Our Mortgage Intermediaries supervision strategy covers the period to December 2021 and includes a programme of work to mitigate the harms we have identified, including second charge and lifetime mortgage advice.
  7. Portfolio letter: Claims Management Companies (CMCs) [pdf]

    Correspondence Published: 26/10/2020 Last modified: 26/10/2020
    This portfolio letter includes lead generators (which seek out, refer and identify claims), and other claims management companies which advise a claimant or potential claimant, investigate a claim or represent a claimant in relation to claims across
  8. Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]

    Correspondence Published: 30/09/2020 Last modified: 30/09/2020
    For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment.
  9. Dear CEO letter: adequate client assets arrangements [pdf]

    Correspondence Published: 30/09/2020 Last modified: 30/09/2020
    This letter highlights areas that are important to maintaining adequate client assets arrangements in the current environment.
  10. Perimeter Report 2019/20 [pdf]

    Annual reports Published: 29/09/2020 Last modified: 29/09/2020
    Perimeter report 2019/20