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Showing 11 to 20 of 926 search results.

  1. The FCA's response to Complaint Commissioner Report FCA00769 [pdf]

    Corporate documents Published: 05/01/2021
    The FCA's response to the Complaints Commissioner's Report FCA00769.
  2. FCA approach to interpreting reporting and disclosure requirements under CRD and CRR BTS [pdf]

    Corporate documents Published: 22/12/2020
    We set out the approach we expect firms to take when interpreting EU-based references found in CRD and CRR BTS after the transition period.
  3. FCA Enterprise Act Annual Report 2020 [pdf]

    Corporate documents Published: 21/12/2020
    Read the FCA Enterprise Act Annual Report 2019/20, which outlines one of the ways we measure the costs of our regulation to business.
  4. Impact Assessment: FG20/1: Assessing adequate financial resources [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to FG20/1: Assessing adequate financial resources. It has been verified by the
  5. Impact Assessment: PS19/30: Independent governance committees: extension of remits [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS19/30: Independent governance committees: extension of
  6. Impact Assessment: PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Impact assessments Published: 21/12/2020
    This impact assessment relates to PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance. It has
  7. Impact Assessment: PS19/16: High Cost Credit Review: Overdrafts (Pricing and Repeat Use Interventions) [pdf]

    Impact assessments Published: 21/12/2020
    We are required by the Financial Services and Markets Act 2000 (FSMA) to report to Parliament at least annually on our overall performance, through our Annual Report. We published the 2019/20 Annual Report on 10 September 2020.
  8. Independent review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies [pdf]

    Corporate documents Published: 17/12/2020
    The Independent Reviewer, Raj Parker's review of the handling of the Connaught Income Fund Series 1 and connected companies
  9. Report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc – The FCA Response [pdf]

    Corporate documents Published: 17/12/2020
    FCA response to the report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc.
  10. Report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies – The FCA response [pdf]

    Corporate documents Published: 17/12/2020
    FCA response to the report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies.