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  1. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

    Press Releases Published: 18/12/2020 Last modified: 18/12/2020
    The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 
  2. FRCM Mangement / Finance Reserves (Clone of FCA authorised firms)

    Warnings Published: 18/12/2020 Last modified: 23/12/2021
    FRCM Mangement / Finance Reserves (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  3. Approved Persons Regime (APR) and coronavirus: our expectations - December 2020 update

    Published: 18/12/2020 Last modified: 18/12/2020
    In June 2020, we set out our expectations to help firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19). We offered some additional flexibility in the application of rules to
  4. GPK FINANCIAL PLANNING Ltd/ GPK Financial (clone of Appointed Representative)

    Warnings Published: 18/12/2020 Last modified: 16/02/2021
    GPK FINANCIAL PLANNING Ltd/ GPK Financial (clone of Appointed Representative) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  5. SM&CR and coronavirus: our expectations for solo-regulated firms - December 2020 update

    Statements Published: 18/12/2020 Last modified: 18/12/2020
    In April 2020, we set out our expectations to help solo-regulated firms apply the SM&CR following the exceptional circumstances arising from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the SM&CR
  6. Baird Europe (Baird Capital) / Baird Financial Services (Clone of FCA Authorised Firm)

    Warnings Published: 18/12/2020 Last modified: 19/03/2021
    Baird Europe (Baird Capital) / Baird Financial Services (Clone of FCA Authorised Firm) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Joint FCA and PRA statement on SM&CR and coronavirus: our expectations of dual-regulated firms - December 2020 update

    Published: 18/12/2020 Last modified: 18/01/2021
    In April 2020, we set out our expectations to help dual-regulated firms apply the SM&CR following the exceptional circumstances that arose from the coronavirus pandemic (Covid-19). We offered some additional flexibility in the application of the
  8. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)
  9. Baird Europe (Baird Capital) / Baird Financial Services (Clone of FCA Authorised Firm)

    Warnings Published: 17/12/2020 Last modified: 30/12/2020
    Baird Europe (Baird Capital) / Baird Financial Services (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing
  10. GT Stox

    Warnings Published: 16/12/2020 Last modified: 16/12/2020
    GT Stox is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.