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  1. Consumer Wealth Ltd (firm reference number: 667910)

    Statements Published: 18/01/2019 Last modified: 18/01/2019
    Consumer Wealth Ltd has gone into Members’ Voluntary Liquidation.
  2. Re-trial in insider dealing case

    Statements Published: 09/01/2019 Last modified: 09/01/2019
    The re-trial of Fabiana Abdel-Malek and Walid Anis Choucair on 5 counts of insider dealing has been listed for 15 April 2019 at Southwark Crown Court.
  3. Statement on treatment of Gibraltar in our Handbook after Brexit

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    As part of our Brexit preparations, we will make a rule to preserve the existing Handbook treatment in respect of Gibraltar in the post exit day Handbook. 
  4. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent authorities. This direction is intended to apply to all UK established originators, sponsors and...
  5. Statement on the CMA’s response to the Citizens Advice super-complaint on excessive prices for disengaged consumers

    Statements Published: 19/12/2018 Last modified: 19/12/2018
    The Competition and Markets Authority (CMA) has published its response to the Citizens Advice super-complaint on excessive prices for disengaged consumers. The super-complaint covers several markets, including insurance, cash savings and mortgages.
  6. The financial services contracts regime

    Statements Published: 17/12/2018 Last modified: 16/01/2019
    The Government has published draft legislation for the financial services contracts regime (FSCR). If the UK leaves the EU without a withdrawal agreement, this will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion.
  7. Statement on London Capital & Finance plc

    Statements Published: 13/12/2018 Last modified: 13/12/2018
    The Financial Conduct Authority has directed London Capital & Finance plc (LCF) to withdraw all of its existing marketing materials in relation to LCF’s Fixed Rate ISA or Bond.
  8. FCA seeks re-trial in insider dealing case

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    After failing to reach a verdict in a trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA), the jury was discharged. The FCA has confirmed to the court that it will be seeking a re-trial of Fabiana Abdel-Malek and Walid Anis Choucair on five counts of insider dealing.
  9. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.
  10. KBW Associates Ltd files for liquidation

    Statements Published: 11/12/2018 Last modified: 10/01/2019
    KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.