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2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
Investments with Security
Investments with Security is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
Fixed Term Market
Fixed Term Market is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
BondhubUK
BondhubUK is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
Update on the Double Volume Cap
The FCA has published a revised version of its Statement of Policy about the use of a temporary power it has under UK Markets in Financial Instruments Regulation (MiFIR). -
capitalmarketsearch.com
capitalmarketsearch.com is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
Financial Market Associates
Financial Market Associates is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
National ISA Review Centre
National ISA Review Centre is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
LLP Holdings Limited
LLP Holdings Limited is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers. -
FCA fines and prohibits trader for market abuse
The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.