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  1. Our approach to ensuring firms treat vulnerable customers fairly

    Speeches Published: 05/03/2020 Last modified: 06/03/2020
    Speech given by Nisha Arora, Director, Consumer and Retail Policy at the TISA Vulnerability Conference.
  2. Statement on Covid-19 (coronavirus)

    Statements Published: 04/03/2020 Last modified: 06/03/2020
    The FCA is working closely with the financial services sector to ensure it is responding effectively to the Covid-19 (coronavirus) outbreak.
  3. FCA publishes the number of STORs received in 2019

    News stories Published: 28/02/2020 Last modified: 28/02/2020
    The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.
  4. Statement on FCA data breach

    Statements Published: 25/02/2020 Last modified: 26/02/2020
    The FCA was recently made aware that, in a response to a Freedom of Information Act request published on our website in November 2019, certain underlying confidential information may have been accessible.
  5. Information for customers of Triton Insurance Brokers Ltd

    News stories Published: 21/02/2020 Last modified: 21/02/2020
    On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.
  6. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

    News stories Published: 18/02/2020 Last modified: 21/02/2020
    On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick Myers of Smith & Williamson LLP as Joint Administrators (administrators). The administrators have...
  7. Penalties, remediation, and our General Principles

    Speeches Published: 13/02/2020 Last modified: 13/02/2020
    FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London.
  8. FCA, ICO and FSCS publish joint statement to insolvency practitioners and authorised firms

    Statements Published: 07/02/2020 Last modified: 07/02/2020
    FCA, ICO and FSCS warn insolvency practitioners and FCA-authorised firms to be responsible when dealing with personal data.
  9. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 07/02/2020
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.
  10. FCA achieves 59th place in Stonewall’s Top 100 Employers 2020 rankings

    News stories Published: 30/01/2020 Last modified: 30/01/2020
    The FCA has been recognised as one of the top 100 Lesbian, Gay, Bisexual and Trans (LGBT) friendly places to work.