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  1. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.
  2. LAMP Insurance Company Limited (LAMP) has applied for liquidation

    Statements Published: 28/05/2019 Last modified: 28/05/2019
    LAMP is an insurance firm authorised and regulated by the Gibraltar Financial Services Commission (GFSC). It operates in the UK on a freedom of services basis which means that some customers, based in the UK, may have a policy with the firm.
  3. Lendy Ltd enters administration

    Statements Published: 24/05/2019 Last modified: 24/05/2019
    On 24 May 2019, following action taken by the FCA, Lendy Ltd, a regulated Peer-to Peer (P2P) firm, appointed Damian Webb, Phillip Rodney Sykes and Mark John Wilson of RSM Restructuring Advisory LLP as administrators. The same administrators have been appointed for two further related, but unregulated, firms: Lendy Provision Reserve Ltd; and Saving...
  4. Update on the independent investigation into London Capital & Finance

    Statements Published: 23/05/2019 Last modified: 05/11/2019
    HM Treasury (HMT) has announced details of the independent investigation into London Capital & Finance (LC&F)
  5. Statement on the launch of the finalised CTI templates

    Statements Published: 22/05/2019 Last modified: 22/05/2019
    The FCA welcomes the announcement by the Cost Transparency Initiative (CTI) officially launching finalised and industry-ready templates for the disclosure of costs and charges to institutional investors. The new templates can now be used by institutional investors to access and assess critical information on costs. This gives investors clear...
  6. Leading the Way on Regulation

    Speeches Published: 16/05/2019 Last modified: 17/05/2019
    Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.   
  7. Andrew Bailey sets out his vision for future in first 'Inside FCA' podcast

    News stories Published: 14/05/2019 Last modified: 14/05/2019
    FCA Chief Executive Andrew Bailey discusses key areas of the recently released Business Plan and his thoughts on the future of regulation.
  8. UKRN encourages policy makers to use Power of Attorney guide

    News stories Published: 08/05/2019 Last modified: 08/05/2019
    The Power of Attorney guide aims to help organisations understand what the law requires of them when dealing with powers of attorney.
  9. Financial conduct regulation in a restless world

    Speeches Published: 08/05/2019 Last modified: 08/05/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.
  10. Secured Energy Bonds plc - options for investors

    News stories Published: 07/05/2019 Last modified: 07/05/2019
    We are aware that mini-bonds issued by Secured Energy Bonds plc (SEB) were sold to UK investors; this was without advice from financial advisers. SEB failed in 2015 and investors largely lost their investments. We explain the current options for investors.