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  1. Further details of Independent Investigation of Connaught Income Fund Series 1 announced

    Press Releases Published: 27/09/2019 Last modified: 04/10/2019
    Raj Parker has announced that the independent investigation into the approach to, implementation and oversight of the Connaught Income Fund Series 1 (the Fund) is now up and running and is inviting affected individuals to get in touch.
  2. Information for customers of Thomas Cook Plc – being alert to scams

    News stories Published: 26/09/2019 Last modified: 26/09/2019
    All customers of Thomas Cook should remain alert to the possibility of fraud. Criminals will use Thomas Cook going into liquidation as a cover story to scam you out of your money.
  3. Updates to the FCA’s directions under the Temporary Transitional Power

    Press Releases Published: 26/09/2019 Last modified: 26/09/2019
    Today, the Financial Conduct Authority (FCA) has updated and published draft directions under its Temporary Transitional Power (TTP). The TTP gives the FCA flexibility in applying post-Brexit requirements, allowing firms to transition to a new UK regulatory framework. The directions would only come into effect on exit day if the UK leaves the EU...
  4. Information for customers of Glint Pay Services Ltd

    News stories Published: 20/09/2019 Last modified: 30/09/2019
    Glint Pay Services Ltd (FRN 900657) is authorised and supervised by the FCA to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs).
  5. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).
  6. Update to June 2019 joint statement on opportunistic strategies in the credit derivatives market

    Statements Published: 19/09/2019 Last modified: 19/09/2019
    The International Swaps and Derivatives Association (ISDA) recently released a proposed protocol designed to address certain issues related to narrowly tailored credit events. This protocol contains two amendments to the 2014 ISDA Credit Derivatives Definitions. One relates to the Failure to Pay definition and the other to the Outstanding
  7. FCA finds MiFID II research unbundling rules working well for investors

    Press Releases Published: 19/09/2019 Last modified: 19/09/2019
    The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving millions for investors.
  8. Speedloan Finance Limited t/a Albemarle & Bond/Herbert Brown has ceased trading

    Statements Published: 18/09/2019 Last modified: 04/10/2019
    The FCA said it would publish a Call for Input (CFI) to explore the access and use of data in wholesale markets. The FCA expects to publish this CFI in Q2 2019/20.
  9. Berkeley Burke SIPP Administration Limited in administration but SIPP business is transferred to Hartley

    News stories Published: 18/09/2019 Last modified: 18/09/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators ('administrators'). This appointment affects no other companies within the Berkeley Burke Group.
  10. Further details of Independent Investigation of Interest Rate Hedging Products announced

    Press Releases Published: 16/09/2019 Last modified: 16/09/2019
    John Swift QC has announced his full independent support team is now in place to conduct the investigation into the FSA’s (and subsequently the FCA’s) implementation and oversight of the Interest Rate Hedging Products (IRHP) Redress Scheme.