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  1. FCA seeks compensation for Park First investors

    Press Releases Published: 17/10/2019 Last modified: 17/10/2019
    FCA has started proceedings against Park First Limited and seeking compensation orders in favour of investors.
  2. PPI complaints handling update

    News stories Published: 16/10/2019 Last modified: 16/10/2019
    We are aware that the volume of PPI checking enquiries and complaints sent to firms increased significantly during August 2019 in the run-up to the complaints deadline on 29 August. As a result, firms will not be able to meet their normal complaint handling times.
  3. FCA today announces future work on climate change and green finance

    Press Releases Published: 16/10/2019 Last modified: 16/10/2019
    The FCA has today published a feedback statement setting out its proposals to improve climate change disclosures by issuers and information to consumers on green financial products and services.
  4. FCA acts to protect those buying motor finance

    Press Releases Published: 15/10/2019 Last modified: 15/10/2019
    The Financial Conduct Authority (FCA) has today announced plans to the ban the way in which some car retailers, and other brokers in the motor finance sector, receive commission.
  5. Connaught independent review invites individuals to get in touch

    News stories Published: 15/10/2019 Last modified: 18/10/2019
    Connaught independent review invites individuals to get in touch
  6. Update on the LF Woodford Equity Income Fund

    News stories Published: 15/10/2019 Last modified: 15/10/2019
    On 15 October 2019, Link Fund Solutions Ltd (LFS), the Authorised Corporate Director (ACD) of the LF Woodford Equity Income Fund (WEIF) announced that it will not seek to re-open the WEIF and instead, it will look to wind-up the fund as soon as practicable.
  7. Gabriel users share suggestions for our new data collection platform

    News stories Published: 14/10/2019 Last modified: 18/10/2019
    The introduction of a new system will make it easier for firms to submit data to the FCA
  8. The FCA fines Tullett Prebon £15.4 million

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.
  9. FCA sets out latest expectations for firms on Brexit

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The FCA and regulated firms have been taking steps to prepare in the event the UK leaves the EU on 31 October 2019 without a deal.
  10. Reyker Securities PLC enters special administration

    Statements Published: 09/10/2019 Last modified: 09/10/2019
    On Tuesday 8 October 2019, the Court appointed Mark Ford, Adam Stephens and Henry Shinners, all of Smith & Williamson LLP, as Joint Special Administrators of Reyker Securities Plc, following an application by the Directors.