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  1. Uncle Buck LLP enters administration following FCA action

    News stories Published: 27/03/2020 Last modified: 27/03/2020
    The FCA had concerns that Uncle Buck Finance LLP (Uncle Buck) was failing to meet the adequate resources Threshold Condition. Given the severity of these concerns, the FCA has required Uncle Buck to stop lending to customers.
  2. Avoid coronavirus scams

    News stories Published: 26/03/2020 Last modified: 01/05/2020
    Find out about potential coronavirus (Covid-19) scams, how they could affect you, and how to protect yourself.
  3. Temporary ban on net short positions by Austrian FMA

    News stories Published: 25/03/2020 Last modified: 25/03/2020
    The Financial Conduct Authority (“FCA”) would like to draw the industry’s attention to the announcement by the Austrian Financial Market Authority (Austrian FMA) which restricts transactions under Article 20 of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012.
  4. Connaught Fund Independent Reviewer announces update on delivery of his report

    News stories Published: 20/03/2020 Last modified: 20/03/2020
    Raj Parker, the Independent Reviewer into the FSA/FCA approach to the Connaught Income Fund Series 1 (the Fund), has announced that he expects that his draft report will be delivered in early May 2020.
  5. FCA sets out new guidance for mortgage providers and for lenders taking part in the Coronavirus Business Interruption Loan Scheme

    Press Releases Published: 20/03/2020 Last modified: 20/03/2020
    The FCA has today published new guidance for mortgage lenders and administrators, and small business lenders. This supports the announcements made by the Chancellor earlier this week.
  6. FSA/FCA Interest Rate Hedging Products Lessons Learned Review deadline extended until early 2021

    News stories Published: 20/03/2020 Last modified: 20/03/2020
    John Swift QC, the Independent Reviewer examining the Financial Services Authority (FSA) and Financial Conduct Authority (FCA)'s supervisory intervention in relation to Interest Rate Hedging Products (IRHPs), has informed the FCA that the deadline for submission of his report in relation to the Review must be extended until early 2021 as a result...
  7. FCA sets out expectations for general insurance firms during coronavirus (Covid-19) pandemic

    Press Releases Published: 19/03/2020 Last modified: 19/03/2020
    The FCA has today set out expectations for general insurance firms and provided information for consumers about what they should see from their insurance provider during the coronavirus pandemic.
  8. OPBAS publishes report on progress and themes from 2019

    Press Releases Published: 19/03/2020 Last modified: 19/03/2020
    The FCA’s Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has today released its latest report on progress made in tackling money laundering over the past year.
  9. Temporary ban on net short positions by FSMA and HCMC

    News stories Published: 19/03/2020 Last modified: 19/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the Financial Instruments concerned. Temporary ban on net short positions by FSMA and HCMC.
  10. Fraudsters may be targeting former clients of Synergy Wealth and Westbury Private Clients

    News stories Published: 19/03/2020 Last modified: 27/03/2020
    Fraudsters may be contacting former clients of the Wales-based financial advisory firm Synergy Wealth Ltd (Synergy) and London-based investment management firm Westbury Private Clients LLP (Westbury).