Showing 1 to 11 of 20 search results for two instances of market abuse.

1. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

2. Market abuse in a time of coronavirus

   Speeches Published: 12/10/2020 Last modified: 12/10/2020
   Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.

3. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

4. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

5. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

   Statements Published: 08/04/2020 Last modified: 28/06/2022
   The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.

6. Market abuse requires a dynamic response to a changing risk profile

   Speeches Published: 13/02/2019 Last modified: 17/05/2019
   While my last speech on this topic focused on laying out the role that minimising market abuse plays in enhancing trust in our markets, this year, I want to delve deeper ... While our teams that police the market abuse regime are keenly aware of the risk

7. Recent developments in financial markets

   Speeches Published: 01/03/2018 Last modified: 09/03/2018
   Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

8. Our investigations – the evolving approach

   Speeches Published: 15/06/2017 Last modified: 15/06/2017
   Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

9. Speech: Culture in UK banking – regulatory priorities

   Insight Published: 18/10/2016 Last modified: 17/02/2017
   Or traditional practices or rules of various kinds might make markets inefficient economically. ... That is, economists might think of compliance as involving two principal-agent arrangements.

10. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

11. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 11/05/2016 Last modified: 05/04/2023
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.